Director/PDMR Shareholding

RNS Number : 9220A

Old Mutual PLC

26 March 2013

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer OLD MUTUAL PLC	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director ·     PHILIP BROADLEY, GROUP FINANCE DIRECTOR ·     PAUL HANRATTY, GROUP OPERATING OFFICER ·     JULIAN ROBERTS, GROUP CHIEF EXECUTIVE ·     DONALD SCHNEIDER, GROUP HR DIRECTOR	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THOSE NAMED IN 3 ABOVE	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY 11 3/7p SHARES
7.	Name of registered shareholder(s) and, if more than one, the number of shares held by each of them ·     PHILIP BROADLEY - 513,434* ·     PAUL HANRATTY - 313,169* ·     JULIAN ROBERTS - 1,385,889* ·     DONALD SCHNEIDER - 69,699* *THESE TOTALS EXCLUDE UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.	8	State the nature of the transaction VESTING AND SALE OF RESTRICTED SHARES ORIGINALLY GRANTED ON 23 MARCH 2010 PHILIP BROADLEY - 229,713 SHARES VESTED. SOLD ALL SHARES AT £2.056 PER SHARE PAUL HANRATTY - 437,122 SHARES VESTED. SOLD ALL SHARES AT £2.056 PER SHARE JULIAN ROBERTS - 331,492 SHARES VESTED. SOLD 172,825 SHARES AT £2.056 PER SHARE DONALD SCHNEIDER - 17,367 SHARES VESTED. SOLD 9,054 SHARES AT £2.056 PER SHARE
9.	Number of shares, debentures or financial instruments relating to shares acquired ·     PHILIP BROADLEY - 229,713 SHARES ·     PAUL HANRATTY - 437,122 SHARES ·     JULIAN ROBERTS - 331,492 SHARES ·    DONALD SCHNEIDER - 17,367 SHARES	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) ·     PHILIP BROADLEY - 0.0047% ·     PAUL HANRATTY - 0.0089% ·     JULIAN ROBERTS - 0.0068% ·     DONALD SCHNEIDER - 0.0004%
11.	Number of shares, debentures or financial instruments relating to shares disposed ·     PHILIP BROADLEY - 229,713 SHARES ·     PAUL HANRATTY - 437,122 SHARES ·     JULIAN ROBERTS - 172,825 SHARES ·     DONALD SCHNEIDER - 9,054 SHARES	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) ·     PHILIP BROADLEY - 0.0047% ·     PAUL HANRATTY - 0.0089% ·    JULIAN ROBERTS - 0.0035% ·    DONALD SCHNEIDER - 0.0002%
13.	Price per share or value of transaction AS DESCRIBED IN 8 ABOVE	14.	Date and place of transaction 25 MARCH 2013 - LONDON
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) ·     PHILIP BROADLEY - 513,434* - 0.0105% ·     PAUL HANRATTY - 313,169* - 0.064% ·     JULIAN ROBERTS - 1,544,556* - 0.0316% ·     DONALD SCHNEIDER - 78,012* - 0.0016% *THESE TOTALS EXCLUDE UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.	16.	Date issuer informed of transaction 25 MARCH 2013

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant	18.	Period during which or date on which exercisable
19.	Total amount paid (if any) for grant of the option	20.	Description of shares or debentures involved (class and number)
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22.	Total number of shares or debentures over which options held following notification

23.

Any additional information

24.

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 26 MARCH 2013

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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