Director/PDMR Shareholding

RNS Number : 3752B

Old Mutual PLC

03 March 2014

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1	Name of the issuer OLD MUTUAL PLC	2	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director ·     PHILIP BROADLEY, GROUP FINANCE DIRECTOR ·     PAUL HANRATTY, GROUP OPERATING OFFICER ·     SUE KEAN, CHIEF RISK OFFICER ·     JULIAN ROBERTS, GROUP CHIEF EXECUTIVE ·     DON SCHNEIDER, GROUP HR DIRECTOR	4	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6	Description of shares (including class), debentures or derivatives or financial instruments relating to shares NIL COST SHARE OPTIONS OVER ORDINARY 11 3/7p SHARES
7	Name of registered shareholder(s) and, if more than one, the number of shares held by each of them ·     PHILIP BROADLEY - 513,434 ·     PAUL HANRATTY - 313,169 ·     SUE KEAN - 0 ·     JULIAN ROBERTS - 1,965,397 ·     DON SCHNEIDER - 128,012 EXCLUDING UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.	8	State the nature of the transaction PARTIAL LAPSE OF NIL COST SHARE OPTIONS GRANTED ON 11 APRIL 2011 AS A RESULT OF THE TESTING OF PERFORMANCE TARGETS
9	Number of shares, debentures or financial instruments relating to shares acquired NIL	10	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NIL
11	Number of shares, debentures or financial instruments relating to shares disposed ·     PHILIP BROADLEY - 155,210 SHARES LAPSED ·     PAUL HANRATTY - 108,784 SHARES LAPSED ·     SUE KEAN - 16,854 SHARES LAPSED ·     JULIAN ROBERTS - 233,500 SHARES LAPSED ·     DON SCHNEIDER - 57,688 SHARES LAPSED	12	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) THE FOLLOWING PERCENTAGES ILLUSTRATE THE PERCENTAGE OF THE CURRENT SHARES IN ISSUE THAT THE LAPSED OPTION SHARES REPRESENT: ·     PHILIP BROADLEY - 0.003% ·     PAUL HANRATTY - 0.002% ·     SUE KEAN - 0.000% ·     JULIAN ROBERTS - 0.005% ·    DON SCHNEIDER - 0.001%
13	Price per share or value of transaction N/A	14	Date and place of transaction 28 FEBRUARY 2014
15	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) ·     PHILIP BROADLEY - 513,434 ·     PAUL HANRATTY - 313,169 ·     SUE KEAN - 0 ·     JULIAN ROBERTS - 1,965,397 ·     DON SCHNEIDER - 128,012 EXCLUDING UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.	16	Date issuer informed of transaction 28 FEBRUARY 2014

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant	18	Period during which or date on which exercisable
19	Total amount paid (if any) for grant of the option	20	Description of shares or debentures involved (class and number)
21	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22	Total number of shares or debentures over which options held following notification

23

Any additional information

24

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 3 MARCH 2014

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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