All relevant boxes should be completed in block capital letters.
1 |
Name of the issuer
OLD MUTUAL PLC |
2 |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code
DTR 3.1.2R |
3. |
Name of person discharging managerial responsibilities/director
RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS
|
4 |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A |
5 |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
IN RESPECT OF THE PERSON NAMED IN 3 ABOVE |
6 |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 11 3/7p |
7 |
Name of registered shareholder(s) and, if more than one, the number of shares held by each of them
62,751
EXCLUDES UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS |
8 |
State the nature of the transaction
VESTING AND SALE OF RESTRICTED SHARES ORIGINALLY GRANTED ON 11 APRIL 2011
158,210 SHARES VESTED. SOLD 62,886 SHARES @ R34.97 PER SHARE
|
9 |
Number of shares, debentures or financial instruments relating to shares acquired
158,210
|
10 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.003%
|
11 |
Number of shares, debentures or financial instruments relating to shares disposed
62,886
|
12 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.001%
|
13 |
Price per share or value of transaction
AS DESCRIBED IN 8 ABOVE
|
14 |
Date and place of transaction
VESTED ON 11 APRIL 2014 AND SOLD ON 16 APRIL 2014 - SOUTH AFRICA |
15 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
158,075 -0.003% |
16 |
Date issuer informed of transaction
11 APRIL 2014 IN RESPECT OF VESTING AND 16 APRIL 2014 IN RESPECT OF SALE |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant
|
18 |
Period during which or date on which exercisable
|
19 |
Total amount paid (if any) for grant of the option
|
20 |
Description of shares or debentures involved (class and number)
|
21 |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22 |
Total number of shares or debentures over which options held following notification |
23 |
Any additional information |
24 |
Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS +44 20 7002 7133
|
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 23 APRIL 2014
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.