Director/PDMR Shareholding

RNS Number : 7462K

Old Mutual PLC

20 April 2015

 



Annex DTR3

 

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer OLD MUTUAL PLC	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director IAN GLADMAN, GROUP STRATEGY DIRECTOR PAUL HANRATTY, CHIEF OPERATING OFFICER INGRID JOHNSON, GROUP FINANCE DIRECTOR SUE KEAN, CHIEF RISK OFFICER GAIL KLINTWORTH - GROUP CUSTOMER DIRECTOR RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS JULIAN ROBERTS, GROUP CHIEF EXECUTIVE DON SCHNEIDER, GROUP HR DIRECTOR	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them IAN GLADMAN - NIL PAUL HANRATTY - 824,547 INGRID JOHNSON - NIL SUE KEAN - 132,949 GAIL KLINTWORTH  - 612 RALPH MUPITA - 180,069 JULIAN ROBERTS - 2,014,303 DON SCHNEIDER - 210,538	8	State the nature of the transaction GRANT OF DEFERRED SHORT-TERM INCENTIVE AWARDS (DSTI), AND FOR RALPH MUPITA, A LONG-TERM INCENTIVE AWARD (LTI), IN THE FORM OF FORFEITABLE/RESTRICTED SHARES IAN GLADMAN - 67,703 PAUL HANRATTY - 166,731 INGRID JOHNSON - 126,204 SUE KEAN - 52,019 GAIL KLINTWORTH - 19,279 RALPH MUPITA - 130,813 (DSTI) AND 154,089 (LTI) JULIAN ROBERTS - 224,589 DON SCHNEIDER - 64,846
9.	Number of shares, debentures or financial instruments relating to shares acquired	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
11.	Number of shares, debentures or financial instruments relating to shares disposed	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13.	Price per share or value of transaction AWARDS GRANTED AT £2.403 PER SHARE (R43.10 IN RESPECT OF RALPH MUPITA)	14.	Date and place of transaction 17 APRIL 2015
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) UNCHANGED FROM 7 ABOVE	16.	Date issuer informed of transaction 17 APRIL 2015
17	Date of grant 17 APRIL 2015	18	Period during which or date on which exercisable SUBJECT TO SUCCESSFUL ACHIEVEMENT OF PERFORMANCE TARGETS: 50% BETWEEN 17 APRIL 2018 AND 16 APRIL 2025 50% BETWEEN 17 APRIL 2019 AND 16 APRIL 2025
19	Total amount paid (if any) for grant of the option NIL	20	Description of shares or debentures involved (class and number) LONG-TERM INCENTIVE AWARDS GRANTED IN THE FORM OF NIL COST SHARE OPTIONS OVER ORDINARY 11 3/7p SHARES   IAN GLADMAN - 287,142 PAUL HANRATTY - 671,036 INGRID JOHNSON - 639,824 SUE KEAN - 149,814 GAIL KLINTWORTH - 117,354
21	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise NIL	22	Total number of shares or debentures over which options held following notification IAN GLADMAN - 1,324,630 PAUL HANRATTY - 2,138,472 INGRID JOHNSON - 1,426,813 SUE KEAN - 507,644 GAIL KLINTWORTH - 189,495 THESE TOTALS INCLUDE NIL COST OPTIONS, MARKET VALUE SHARE OPTIONS AND SHARESAVE OPTIONS.

23.

Any additional information

24.

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 20 APRIL 2015

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

RDSIMMITMBTTBPA