Form 8.3 - [Investec Plc]

RNS Number : 9864N

Old Mutual PLC

09 September 2011

 



FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:	Old Mutual plc (and subsidiaries)
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Investec Plc ISIN - GB00B17BBQ50
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:	8 September 2011
(f)  Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?	No

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	(Ordinary 50p)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	37,950,687	7.00%
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	37,950,687	7.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ord	Sell	-685.00	48.8077 ZAR
Ord	Sell	-1,335.00	48.8077 ZAR
Ord	Sell	-183	48.7132 ZAR
Ord	Sell	-2,200	48.7132 ZAR
Ord	Sell	-2,800	48.7132 ZAR
Ord	Sell	-5,600	48.7132 ZAR
Ord	Sell	-4,600	48.7132 ZAR
Ord	Sell	-11,000	48.7132 ZAR
Ord	Sell	-13,000	48.7132 ZAR
Ord	Sell	-309	48.7132 ZAR
Ord	Sell	-2,000	48.7132 ZAR
Ord	Sell	-6,548	49.1689 ZAR
Ord	Sell	-184	49.1689 ZAR
Ord	Sell	-14,962	49.1689 ZAR
Ord	Sell	-2,370	49.1689 ZAR
Ord	Sell	-3,190	49.1689 ZAR
Ord	Sell	-6,482	49.1689 ZAR
Ord	Sell	-5,271	49.1689 ZAR
Ord	Sell	-12,665	49.1689 ZAR
Ord	Sell	-309	49.1689 ZAR
Ord	Sell	-73,864	49.1689 ZAR
Ord	Sell	-2,089	49.1689 ZAR
Ord	Sell	-304,861	49.1689 ZAR
Ord	Sell	-3,205	49.0137 ZAR
Ord	Sell	-1,441	49.0137 ZAR
Ord	Sell	-189	49.0137 ZAR
Ord	Sell	-3,981	49.0137 ZAR
Ord	Sell	-1,271	49.0137 ZAR
Ord	Sell	-112	49.0137 ZAR
Ord	Sell	-9,096	49.0137 ZAR
Ord	Sell	-1,940	49.0137 ZAR
Ord	Sell	-7,700	49.0137 ZAR
Ord	Sell	-642	49.0137 ZAR
Ord	Sell	-1,054	49.1689 ZAR
Ord	Sell	-22,671	49.0137 ZAR
Ord	Sell	-37,292	49.1689 ZAR
Ord	Sell	-433	49.0137 ZAR
Ord	Sell	-4,474	49.0137 ZAR
Ord	Sell	-7,359	49.1689 ZAR
Ord	Sell	-6,400	48.7132 ZAR
Ord	Sell	-1,502	49.1689 ZAR
Ord	Sell	-346	49.0137 ZAR
Ord	Sell	-569	49.1689 ZAR
Ord	Sell	-254	49.0137 ZAR
Ord	Sell	-417	49.1689 ZAR
Ord	Sell	-400	48.7132 ZAR
Ord	Sell	-6,735	49.0137 ZAR
Ord	Sell	-11,078	49.1689 ZAR
Ord	Sell	-9,600	48.7132 ZAR
Ord	Sell	-4,391	49.0137 ZAR
Ord	Sell	-7,222	49.1689 ZAR
Ord	Sell	-6,200	48.7132 ZAR
Ord	Buy	703	48.56 ZAR
Ord	Sell	-1,000	48.7132 ZAR
Ord	Sell	-569	48.7132 ZAR
Ord	Sell	-32,400	48.7132 ZAR
Ord	Sell	-712	48.7132 ZAR
Ord	Sell	-266,247	48.7132 ZAR
Ord	Sell	-64,400	48.7132 ZAR
Ord	Sell	-5,600	48.7132 ZAR
Ord	Sell	-1,400	48.7132 ZAR
Ord	Sell	-712	49.1689 ZAR
Ord	Sell	-28,349	49.3043 ZAR
Ord	Sell	-185,327	49.0137 ZAR
Ord	Sell	-44,906	49.0137 ZAR
Ord	Sell	-3,941	49.0137 ZAR
Ord	Sell	-914	49.0137 ZAR

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES/NO

Date:	9 September 2011
Contact name:	Sinead Carcavella
Telephone number:	0207 002 7323

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

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