Holdings in Company

RNS Number : 6433X

Oxford Biomedica PLC

30 April 2019

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Oxford Biomedica PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			Oaktree Capital Group Holdings GP, LLC
City and country of registered office (if applicable)			333 South Grand Ave., 28th Floor Los Angeles, CA 90071, U.S.A.
4. Full name of shareholder(s) (if different from 3.)v
Name			OCM Strategic Credit Investments S.A R.L.
Name			OCM Strategic Credit Investments 2 S.A R.L.
Name			OCM Luxembourg SC Fund A S.A R.L.
Name			OCM Luxembourg SC Fund B S.A R.L.
City and country of registered office (if applicable)			26A boulevard Royal, 7th Floor, L-2449 Luxembourg
5. Date on which the threshold was crossed or reachedvi:			26 April 2019
6. Date on which issuer notified (DD/MM/YYYY):			30 April 2019
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	3.91%	N/A		3.91%	68,860,324
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rightsix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary shares		0		2,689,686			0.00%		3.91%
SUBTOTAL 8. A		2,689,686					3.91%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration datex	Exercise/ Conversion Periodxi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
N/A		N/A	N/A			N/A			N/A
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion Period xi		Physical or cash settlementxii			Number of voting rights	% of voting rights
N/A	N/A		N/A		N/A			N/A	N/A
					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Oaktree-TCDRS Strategic Credit, LLC
Oaktree-TSE 16 Strategic Credit, LLC
Oaktree Strategic Income, LLC
INPRS Strategic Credit Holdings, LLC
OCM Strategic Credit Investments S.A R.L.[1]	1.103%
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Exelon Strategic Credit Holdings, LLC
Oaktree-NGP Strategic Credit, LLC
Oaktree-Minn Strategic Credit, LLC
Oaktree-Forest Multi-Strategy, LLC (Series A)
Oaktree-TBMR Strategic Credit Fund C, LLC
Oaktree-TBMR Strategic Credit Fund F, LLC
Oaktree-TBMR Strategic Credit Fund G, LLC
OCM Strategic Credit Investments 2 S.A R.L.[2]	2.065%
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Oaktree Capital II, L.P.
Oaktree Fund GP II, L.P.
Oaktree Fund GP IIA, LLC
Oaktree Strategic Credit Fund A GP, L.P.
Oaktree Strategic Credit Fund A, L.P.
OCM Luxembourg SC Fund A S.A R.L.	0.164%
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Oaktree Capital II, L.P.
Oaktree Fund GP II, L.P.
Oaktree Fund GP IIA, LLC
Oaktree Strategic Credit Fund B GP, L.P.
Oaktree Strategic Credit Fund B, L.P.
OCM Luxembourg SC Fund B SP 1, L.P.
OCM Luxembourg SC Fund B S.A R.L.	0.572%
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional information

Place of completion	London, United Kingdom
Date of completion	30 April 2019

Contact name:	Stuart Paynter
Contact telephone number:	01865 783000

 

---

[1] Oaktree-TCDRS  Strategic Credit, LLC, Oaktree-TSE 16 Strategic Credit, LLC, Oaktree Strategic Income, LLC and INPRS Strategic Credit Holdings, LLC jointly control OCM Strategic Credit Investments S.A R.L. 

[2] Exelon Strategic Credit Holdings, LLC, Oaktree-NGP Strategic Credit, LLC, Oaktree-Minn Strategic Credit, LLC, Oaktree-Forest Multi-Strategy, LLC (Series A), Oaktree-TBMR Strategic Credit Fund C, LLC, Oaktree-TBMR Strategic Credit Fund F, LLC, and Oaktree-TBMR Strategic Credit Fund G, LLC jointly control OCM Strategic Credit Investments 2 S.A R.L..

 

END

 

 

HOLEAKLEDDKNEFF