TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BDFBVT43
Issuer Name
OXFORD BIOMEDICA PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An event changing the breakdown of voting
3. Details of person subject to the notification obligation
Name
Novo Holdings A/S
City of registered office (if applicable)
Hellerup
Country of registered office (if applicable)
Name |
Cityofregisteredoffice |
Countryofregisteredoffice |
NovoNordiskFoundation |
Hellerup |
Denmark |
4. Details of the shareholder
Name |
Cityof registeredoffice |
Countryofregisteredoffice |
NovoHoldingsA/S |
Hellerup |
Denmark |
5. Date on which the threshold was crossed or reached
01-Jun-2021
6. Date on which Issuer notified
27-Jan-2022
7. Total positions of person(s) subject to the notification obligation
|
% of votingrights attachedtoshares(total of 8.A) |
% of voting rightsthrough financialinstruments(total of8.B 1 +8.B2) |
Total of bothin % (8.A +8.B) |
Total numberof votingrights heldin issuer |
Resultingsituationonthedateonwhich thresholdwas |
9.570000 |
0.000000 |
9.570000 |
8253000 |
crossed or reached |
|
|
|
|
Position of previous notification (if applicable) |
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type ofshares ISINcode(ifpossible) |
Number of directvoting rights(DTR5.1) |
Number ofindirectvoting rights(DTR5.2.1) |
% of direct votingrights(DTR5.1) |
% of indirectvoting rights(DTR5.2.1) |
GB00BDFBVT43 |
8253000 |
0 |
9.570000 |
0.000000 |
SubTotal 8.A |
8253000 |
9.570000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Typeoffinancialinstrument |
Expirationdate |
Exercise/conversionperiod |
Number of voting rights thatmay be acquired if theinstrument isexercised/converted |
% ofvotingrights |
SubTotal 8.B1 |
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type offinancialinstrument |
Expirationdate |
Exercise/conversionperiod |
Physical or cashsettlement |
Number ofvotingrights |
% ofvotingrights |
SubTotal 8.B2 |
|
|
|
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
The position of Novo Holdings A/S in its previous TR-1 notification was 10.1%. This notification obligation has arisen as a result of issuances of shares by the issuer (and not a disposal of shares by Novo Holdings A/S) and is based upon the latest total voting rights announcement of the issuer dated 4 January 2022.
The qualifying instruments are held by Novo Holdings A/S, the holding company in the Novo Group. Novo Holdings A/S is wholly owned by the Novo Nordisk Foundation.
12. Date of Completion
27-Jan-2022
13. Place Of Completion
London, United Kingdom
Contact name: |
Natalie Walter |
Contact telephone number: |
01865 783000 |