|
|||||
|
|
||||
|
|||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
|||||
|
|
||||
1. Identity of the issuer or the underlying issuer |
PETRA DIAMONDS LTD |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
X |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
||||
An event changing the breakdown of voting rights |
|
||||
Other (please specify): |
|
|
|||
3. Full name of person(s) subject to the |
T. Rowe Price Associates, Inc. |
||||
4. Full name of shareholder(s) |
Northern Trust Co. Bank of New York Mellon Bank, N.A. JP Morgan Chase State Street Bank & Trust Co
|
||||
5. Date of the transaction and date on |
30 September 2015 |
||||
6. Date on which issuer notified: |
02 October 2015 |
||||
7. Threshold(s) that is/are crossed or |
14% |
||||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares |
||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights |
||||||||||||
Direct |
Direct |
Indirect |
Direct |
Indirect |
||||||||||||
BMG702781094 |
73,756,001 |
72,768,292 |
73,189,395 |
|
72,219,552 |
|
13.93% |
|||||||||
|
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
|
|
|
|
|
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights
|
|||||||||||
|
|
|
|
|
Nominal |
Delta |
||||||||||
|
|
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
72,219,552 |
13.93% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
T. Rowe Price Associates, Inc. (TRPA) serves as investment adviser, with dispositive and voting authority, to various institutional clients that own shares of Petra Diamonds Ltd., including the T. Rowe Price New Era Fund, Inc., which owns 15,474,418 shares. Such shares are registered in the following name(s):
Northern Trust Co. - 2,519,937
Bank of New York Mellon Bank, N.A. - 3,981,407
JP Morgan Chase - 12,483,336
State Street Bank & Trust Co. - 53,234,872
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease |
|
|
12. Date on which proxy holder will cease to hold |
|
|
|
||
|
|
|
14. Contact name: |
Gary Greb, Assistant Vice President T. Rowe Price Associates, Inc. |
|
15. Contact telephone number: |
001 410 345 2527 |
|
Note: Annex should only be submitted to the FSA not the issuer |
|
Annex: Notification of major interests in share |
|
|
|
A: Identity of the persons or legal entity subject to the notification obligation |
|
Full name (including legal form of legal entities)
|
T. Rowe Price Associates, Inc. |
Contact address (registered office for legal entities)
|
100 East Pratt Street, Baltimore, MD 21202 |
Phone number & email
|
001 410 345 2527 gary_greb@troweprice.com |
Other useful information (at least legal representative for legal persons)
|
|
|
|
B: Identity of the notifier, if applicable |
|
Full name
|
|
Contact address
|
|
Phone number & email
|
|
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
|
|
C: Additional information |
|
|
|
For notes on how to complete form TR-1 please see the FSA website. |