Holding(s) in Company

RNS Number : 0381L

Phoenix Group Holdings

29 August 2012

 



Financial Services Authority

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:			Phoenix Group Holdings
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights				Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:		Xercise2 Limited
4. Full name of shareholder(s)  (if different from 3.):		Xercise2 Limited and its subsidiaries
5. Date of the transaction and date on which the threshold is crossed or reached:		28 August 2012
6. Date on which issuer notified:		28 August 2012
7. Threshold(s) that is/are crossed or reached:		14% and 15%

8. Notified details:

A: Voting rights attached to shares

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights

Direct

Indirect

Direct

Indirect

EUR 0.0001

23,213,514 (13.3%)

26,727,590

9,512,012

17,215,578

5.45%

9.86%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

26,727,590

15.31%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Parent Xercise2 Ltd Subsidiaries Alpha Gamma Shares Limited, Delta Shares Limited, Zeta Shares Limited, Eta Shares Limited, Theta Shares Limited, Iota Shares Limited, Kappa Shares Limited, Lamda Shares Limited, Alphabet Shares Limited, TDR Shares Limited and Xercise Limited
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:
14. Contact name:	Stephen Farrugia
15. Contact telephone number:	0207 725 0810

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:			Phoenix Group Holdings
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights				Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:		Alpha-Gamma Shares Limited
4. Full name of shareholder(s)  (if different from 3.):
5. Date of the transaction and date on which the threshold is crossed or reached:		28 August 2012
6. Date on which issuer notified:		28 August 2012
7. Threshold(s) that is/are crossed or reached:		4%

8. Notified details:

A: Voting rights attached to shares

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights

Direct

Indirect

Direct

Indirect

EUR 0.0001

6,783,291 (3.9%)

7,869,546

7,869,546

-

4.51%

-

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

7,869,546

4.51%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:	See accompanying TR1 from Alpha- Gamma Limited's parent company Xercise2 Limited
14. Contact name:	Stephen Farrugia
15. Contact telephone number:	0207 725 0810

Financial Services Authority

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:			Phoenix Group Holdings
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights				Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:		Hugh Edward Mark Osmond
4. Full name of shareholder(s)  (if different from 3.):		Friends Provident a/c 712134, Xercise2 Ltd and Alpha Gamma Shares Limited
5. Date of the transaction and date on which the threshold is crossed or reached:		28 August 2012
6. Date on which issuer notified:		28 August 2012
7. Threshold(s) that is/are crossed or reached:		Above 6%

8. Notified details:

A: Voting rights attached to shares

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights

Direct

Indirect

Direct

Indirect

EUR 0.0001

9,849,533 (5.6%)

11,072,825

11,072,825

6.34%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

11,072,825

6.34%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Friends Provident International Ltd (ref: Life Bond 712134) 2,219,958 Alpha Gamma Shares Limited 2,037,730 Xercise2 Ltd 6,815,137
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:	See accompanying DTR3 in relation to this transfer of shares from Connected Persons
14. Contact name:	Stephen Farrugia
15. Contact telephone number:	020 7725 0810

Financial Services Authority

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:			Phoenix Group Holdings
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights				Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):	I
3. Full name of person(s) subject to the notification obligation:		TDR Capital Nominees Limited
4. Full name of shareholder(s)  (if different from 3.):		TDR Capital Nominees Limited TDR Shares Limited Jambright Limited
5. Date of the transaction and date on which the threshold is crossed or reached:		28 August 2012
6. Date on which issuer notified:		28 August 2012
7. Threshold(s) that is/are crossed or reached:		17%

8. Notified details:

A: Voting rights attached to shares

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights

Direct

Indirect

Direct

Indirect

EUR 0.0001

29,101,962 (16.67%)

30,206,189

24,936,188

5,270,001

14.38%

3.02%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

30,206,189

17.30%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
TDR Capital Nominees Ltd TDR Shares Limited Jambright Ltd Jambright Midco Limited
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:
14. Contact name:	Blair Thompson
15. Contact telephone number:	0207 399 4200

 

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