Holding(s) in Company

RNS Number : 7394J
Phoenix Group Holdings
19 July 2013
 



 


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Phoenix Group Holdings

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

X

An event changing the breakdown of voting rights


Other (please specify):

         


3. Full name of person(s) subject to the
notification obligation:
iii

OZ Management LP and Och-Ziff Management Europe Ltd.

4. Full name of shareholder(s)
 (if different from 3.):iv

The Bank of New York (Nominees) Limited

State Street Nominee, London

Credit Suisse Securities (USA) LLC

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

12 July 2013

6. Date on which issuer notified:

18 July 2013

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Below 5%

 

 

 

 

 

 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

KYG7091M1096


 9,755,820



Less than 5%


Less than 5%


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

 

 

Swaps in KYG7091M1096

 

 

 

 


Various between: 21/03/2014- 31/12/2015


 

 

 

 

 

Less than 5%

 

 

 

 

Nominal

Delta

 

 

 

 

Less than 5%

 

 

 

 

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

Less than 5%

Less than 5%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

OZ Management LP and OZ Management II LP act as investment manager for certain investment funds and those funds beneficially own the shares and instruments that are the subject of this notification. Och-Ziff Management Europe Limited is a subsidiary undertaking of OZ Management LP and acts as a sub-advisor to OZ Management LP and OZ Management II LP.

14. Contact name:

Janine Frederick

15. Contact telephone number:

0207 758 4420

 

 

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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