Holding(s) in Company

RNS Number : 4027L

Polar Capital Global Financials Tst

27 April 2015

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				POLAR CAPITAL FINANCIALS TRUST 5p Ordinary Shares POLAR CAPITAL FINANCIALS TRUST Ordinary Sub Shares
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					P
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		RATHBONE BROTHERS PLC
4. Full name of shareholder(s)  (if different from 3.):iv		RATHBONE BROTHERS PLC   Rathbone Investment Management Ltd. Rathbone Investment Management International Ltd.
5. Date of the transaction and date on which the threshold is crossed or reached: v		24th April 2015
6. Date on which issuer notified:		27th April 2015
7. Threshold(s) that is/are crossed or reached: vi, vii		10%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary 5p GB00B9XQT119

15,844,786

15,844,786

14,405,587

14,405,587

N/A

N/A

8.29%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

Ordinary Sub Shares GB00B9XQV370

N/A

N/A

2,939,274

1.69%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

N/A

N/A

N/A

N/A

N/A

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

17,344,861

9.98%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
RATHBONE BROTHERS PLC* Rathbone Investment Management Limited                                                      8.289% Rathbone Investment Management (International) Limited                            1.691% * Rathbone Brothers Plc is the holding company of the following.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	Total shares in Issued used a denominator is 173,800,000
14. Contact name:	COMPLIANCE DEPARTMENT
15. Contact telephone number:	020 7399 0000

Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	RATHBONE BROTHERS PLC
Contact address (registered office for legal entities)	1 CURZON STREET, LONDON, W1J 5FB
Phone number & email	020 7399 0000
Other useful information (at least legal representative for legal persons)	COMPLIANCE DEPARTMENT
B: Identity of the notifier, if applicable
Full name	N/A
Contact address	N/A
Phone number & email	N/A
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)	N/A
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.

 

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