Polar Capital Holdings plc
24 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Polar Capital Holdings Plc |
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2. Reason for the notification (please tick the appropriate box or boxes) |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):Change in Issued share Capital |
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3. Full name of person(s) subject to the notification obligation: |
Brian Ashford-Russell |
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4. Full name of shareholder(s) (if different from 3.): |
Brian Ashford-Russell |
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5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
20 January 2017 |
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6. Date on which issuer notified: |
23 January 2017 |
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7. Threshold(s) that is/are crossed or reached: |
7% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares of 2.5p GB00B1GCLT25 |
6,600,000 |
6,600,000 |
6,275,000 |
6,275,000 |
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6.86% |
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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Total (A+B) |
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Number of voting rights |
% of voting rights |
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6,275,000 |
6.86% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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Prior to Transaction After Transaction No. of Shares % Voting Rights No. of Shares % Voting Rights Brian Ashford-Russell 5,550,000 6.07% 5,225,000 5.72% Fenella Ashford Russell 800,000 0.88% 800,000 0.88% ADFAL Trust 250,000 0.27% 250,000 0.27% Total 6,600,000 7.22% 6,275,000 6.86%
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
Neil Taylor |
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15. Contact telephone number: |
+44 (0) 207 227 2700 |
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