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1. Identity of the issuer or the underlying issuer |
Polar Capital Technology Trust Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Brewin Dolphin Limited |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
25th September 2012 |
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6. Date on which issuer notified: |
26th September 2012 |
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7. Threshold(s) that is/are crossed or |
5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary GBP0.25
GB0004220025
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Below 5% |
Below 5% |
N/A |
N/A |
8,054,667 |
N/A |
5.2643% |
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SUBSCRIPTION SHARES ORD GBP0.01 |
Below 5% |
Below 5% |
N/A |
N/A |
1,124,117 |
N/A |
0.7347% |
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GB00B615W327 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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9,178,784 |
5.9990% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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ORD GBP0.25
Indirect - Brewin Nominees (Channel Islands) Limited - 266,640 0.1743% Indirect - Giltspur Nominees Limited - 4,519,539 2.9538% Indirect - Brewin Nominees Limited - 1,064,021 0.6954% Indirect - BDS Nominees Limited - 1,538,625 1.0056% Indirect - Brewin Nominees Limited A/c Charity - 329,915 0.2156% Indirect - Brewin Nominees Limited A/c Offbond - 335,927 0.2196%
SUB SHARES GBP0.01
Indirect - Brewin Nominees (Channel Islands) Limited - 34,770 0.0227% Indirect - Brewin Nominees Limited - 114,891 0.0751% Indirect - Giltspur Nominees Limited - 700,617 0.4579% Indirect - BDS Nominees Limited - 210,964 0.1379% Indirect - Brewin Nominees Limited A/c Charity - 40,255 0.0263% Indirect - Brewin Nominees Limited A/c Offbond - 22,620 0.0148%
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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Figures based on shares in issue of 153,006,202 (128,208,265 ORD GBP0.25 & 24,797,937 SUB SHS GBP0.01) The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. |
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14. Contact name: |
Gill Keppie |
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15. Contact telephone number: |
0191 279 7605 |
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