NOTIFICATION OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
1. Name of the issuer
Prudential plc
2. State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2R; (ii) a disclosure made in accordance LR 9.8.6R(1); or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006)
(i)
3. Name of persons discharging managerial responsibilities/director
C Manning
M McLintock
B Stowe
P Vacassin
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Relates to persons named in 3 above
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
Relates to persons named in 3 above
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 5p each
7. Name of registered shareholder(s) and, if more than one, the number of shares held by each of them
BWCI Trust Company Limited
8. State the nature of the transaction
C Manning, M McLintock and P Vacassin
Acquisition of shares
Release of conditional award and dividend equivalents given under the Prudential Group Performance Share Plan
Disposal of shares
Sufficient shares sold to fund any tax arising
B Stowe
Acquisition of shares
Release of conditional awards under the Prudential Group Performance Share Plan and the Prudential Business Unit Performance Plan
9. Number of shares, debentures or financial instruments relating to shares acquired
C Manning - 211,409 ordinary shares
M McLintock - 57,557 ordinary shares
B Stowe - 154,089 ordinary shares
P Vacassin - 118,556 ordinary shares
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
C Manning - less than 0.009%
M McLintock - less than 0.003%
B Stowe - less than 0.007%
P Vacassin - less than 0.005%
11. Number of shares, debentures or financial instruments relating to shares disposed
C Manning - 87,488 ordinary shares
M McLintock - 23,646 ordinary shares
P Vacassin - 48,706 ordinary shares
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
C Manning - less than 0.004%
M McLintock - less than 0.001%
P Vacassin - less than 0.002%
13. Price per share or value of transaction
C Manning - £5.2531
M McLintock - £5.2531
P Vacassin - £5.2531
14. Date and place of transaction
22 March 2010
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
C Manning - 1,667,166 ordinary shares, less than 0.07%
M McLintock - 735,331 ordinary shares, less than 0.03%
B Stowe - 871,168 ordinary shares, less than 0.04%
P Vacassin - 494,549 ordinary shares, less than 0.02%
16. Date issuer informed of transaction
22 March 2010
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which it can be exercised
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
N/A
24. Name of contact and telephone number for queries
Penny Follows, Shareholder Services and Share Plans Manager, 020 7548 3821
Name of duly authorised officer of issuer responsible for making notification
Clive Burns, Head of Secretariat, 020 7548 3805
Date of notification
23 March 2010
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America
Notes: This form is intended for use by an issuer to make an RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
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