Holding(s) in Company
Prudential PLC
18 November 2005
PRUDENTIAL PLC ANNOUNCEMENT
Schedule 10 - Notification of Major Interests in Shares
1. Name of Company
Prudential plc
2. Name of shareholder having a major interest:
UBS AG
3. Please state whether notification indicates that it is in respect of holding
of the shareholder named in 1 above or in respect of a non-beneficial
interest or in the case of an individual holder if it is a holding of that
person's spouse or children under the age of 18:
Notifiable interest of UBS AG
4. Name of registered holder(s) and, if more than one holder, the number of
shares held by each of them:
UBS business group / legal entity Breakdown of position held (%)
MATERIAL
*UBS AG London Branch 32,214,566 shares 1.35%
UBS Global Asset Management Life Limited 14,885,217 shares 0.62%
NON MATERIAL
BDL Banco di Lugano 5,000 shares 0.00%
Ehinger & Armand von Emst 36,250 shares 0.00%
GAM Funds Inc. 186,150 shares 0.01%
GAM London Ltd 14,171,761 shares 0.59%
UBS Global Asset Management (UBS AG) 190,359 shares 0.01
UBS Fund Management (Switzerland) AG 14,562,822 shares 0.61%
UBS Fund Services (Luxembourg) SA 23,148,910 shares 0.97%
UBS Global Asset Management (Americas) Inc. 21,414,424 shares 0.90%
UBS Global Asset Management (Canada) Co. 4,540,507 shares 0.19%
UBS Global Asset Management (Deutschland) GmbH 2,881,250 shares 0.12%
UBS Global Asset Management (France) SA 722,543 shares 0.03%
UBS Global Asset Management (Hong Kong) Ltd 366,145 shares 0.02%
UBS Global Asset Management (Japan) Ltd 6,883,150 shares 0.29%
UBS Global Asset Management (Singapore) Ltd 1,442,717 shares 0.06%
UBS Global Asset Management (Taiwan) Ltd 49,667 shares 0.00%
UBS Global Asset Management Trust Company 3,871,316 shares 0.16%
UBS O'Connor Limited 7,325 shares 0.00%
UBS Capital Markets LP 3,238 shares 0.00%
UBS Financial Services Inc. 2,234 shares 0.00%
UBS-WW & BB (UBS AG) 1,455,293 shares 0.06%
UBS AG, Jersey Branch 54,482 shares 0.00%
UBS AG New York (101 Park Avenue) 113,015 shares 0.00%
UBS Bank (Canada) 2,250 shares 0.00%
UBS (Italia) S.p.A 32,000 shares 0.00%
UBS (Monaco) S.A. 2,455 shares 0.00%
UBS Wealth Management AG 215,450 shares 0.01%
UBS Wealth Management (UK) Ltd 3,959,760 shares 0.16%
UBS Global Asset Management (UK) Limited 92,678,557 shares 3.88%
**UBS Securities LLC 1,200,000 shares 0.05%
UBS AG - Total 241,298,813 shares 10.11%
5. Number of shares/amount of stock acquired:
See Additional Information
6. Percentage of issued class:
See Additional Information
7. Number of shares/amount of stock disposed:
N/A
8. Percentage of issued class:
N/A
9. Class of security:
Ordinary shares of 5p each
10. Date of transaction:
3 November 2005
11. Date company informed:
7 November 2005
12. Total holding following this notification:
241,298,813
13. Total percentage holding of issued class following this notification:
10.11%
14. Additional Information:
UBS AG notified the Company that at the close of business on 3 November
2005 it had an interest in 241,298,813 ordinary shares of Prudential
plc.
Prudential plc is not affiliated in any manner with Prudential
Financial, Inc. a company whose principal place of business is in the
United States of America.
-ENDS-
Contact name for Enquiries
Anne Newman
020 7548 3229
Company official responsible for making notification
Susan Henderson, Deputy Group Secretary
020 7548 3805
This information is provided by RNS
The company news service from the London Stock Exchange