TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Rainbow Rare Earths Limited |
2 Reason for the notification (please tick the appropriate box or boxes): |
||
An acquisition or disposal of voting rights |
x |
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|
An event changing the breakdown of voting rights |
|
|
Other (please specify): |
|
|
3. Full name of person(s) subject to the notification obligation:
|
Shawn McCormick |
4. Full name of shareholder(s) (if different from 3.):
|
Malinova Holdings LLC
|
5. Date of the transaction and date on which the threshold is crossed or reached:
|
30 January 2017 |
6. Date on which issuer notified:
|
31 January 2017 |
7. Threshold(s) that is/are crossed or reached:
|
5% |
8. Notified details: |
|||||||
A: Voting rights attached to shares
|
|||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|||||
Number |
Number |
Number |
Number of voting |
% of voting rights |
|||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||
ORD NPV |
8,552,684 |
8,552,684 |
8,552,684 |
0 |
8,552,684 |
0 |
5.63% |
GG00BD59ZW98 |
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction
|
||||
Type of financial |
Expiration |
Exercise/ |
Number of voting
|
% of voting |
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction
|
||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
|
|
|
|
|
|
|
Nominal |
Delta
|
|
|
Total (A+B+C)
|
|
Number of voting rights |
Percentage of voting rights |
8,552,684 |
5.63% |
9. Chain of controlled undertakings through which the voting rights and/or the |
|
Proxy Voting:
|
|
10. Name of the proxy holder:
|
n/a |
11. Number of voting rights proxy holder will cease to hold:
|
n/a |
12. Date on which proxy holder will cease to hold voting rights:
|
n/a |
13. Additional information:
|
Holding as at Admission |
14. Contact name:
|
Ian Clarke / Louise Bennalick Artemis Trustees Limited |
15. Contact telephone number:
|
+44 1481 729466 |