Annual Information Update

RNS Number : 1226F

Rathbone Brothers PLC

18 April 2011

 



Rathbone Brothers Plc (the "Company")

Annual Information Update at 15 April 2011

As required by Rule 5.2 of the Prospectus Rules, Rathbone Brothers Plc sets out below a summary of the information which has been published or made available to the public in the year to 14 April 2010 in compliance with its obligations under laws and rules dealing with the regulation of securities, issuers of securities and securities markets. It refers to information rather than including that information and the information referred to may now be out of date.

1.   Regulatory announcements

UK regulatory announcements made via a Regulatory Information Service during the year to 14 April 2011 are as follows. These can be viewed at www.londonstockexchange.com or from the Company's website at www.rathbones.com.

15 Apr 2010	Annual Information Update
16 Apr 2010	Rule 8.3- Forth Ports PLC
19 Apr 2010	Form 8.3 - ING UK Real Estate
19 Apr 2010	Holding(s) in Company
20 Apr 2010	Form 8.3 - ING UK Real Estate NPV
20 Apr 2010	Form 8.3 - Rugby Estates Inv Trust
20 Apr 2010	Form 8.3 - Handmade PLC
20 Apr 2010	Herald Inv Trust PLC Rathbone Brothers - Holding(s) in Company
20 Apr 2010	Form 8.3 - Fulcrum Pharma PLC
21 Apr 2010	Polar Cap Tech Tst Rathbone Brothers - Holding(s) in Company
22 Apr 2010	Form 8.3 - ING UK Real Estate NPV
23 Apr 2010	Anglo Pacific Group Rathbone Brothers - Holding(s) in Company
23 Apr 2010	Form 8.3 - Forth Ports
23 Apr 2010	Form 8.3 - ING UK Real Estate NPV
26 Apr 2010	Form 8.3 - Forth Ports
26 Apr 2010	Form 8.3 - Healthcare Locums
26 Apr 2010	Form 8.3 - ING UK Real Estate NPV
27 Apr 2010	Form 8.3 - Rugby Estates Inv Tst
27 Apr 2010	Form 8.3 - ING UK Real Estate NPV
27 Apr 2010	Form 8.3 - Stakeholders Momentum Inv Tst
27 Apr 2010	Form 8.3 - Manchester & London PLC
28 Apr 2010	Form 8.3 - Forth Ports
29 Apr 2010	Form 8.3 - Candover Investments PLC
30 Apr 2010	Form 8.3 - Forth Ports
30 Apr 2010	Form 8.3 - Manchester & London PLC
04 May 2010	Form 8.3 - Win PLC
04 May 2010	Rule 8.3- Forth Ports PLC
05 May 2010	Result of AGM
05 May 2010	Form 8.3 - Forth Ports
05 May 2010	Interim Management Statement
06 May 2010	Form 8.3 - ING UK Real Estate NPV
07 May 2010	Form 8.3 - Forth Ports PLC
07 May 2010	Eastern Eur Property Rathbone Brothers - Holding(s) in Company
10 May 2010	Form 8.3 - ING UK Real Estate
10 May 2010	Leyshon Resources Rathbone Brothers - Holding(s) in Company
11 May 2010	Form 8.3 - ING UK Real Estate
12 May 2010	Form 8.3 - Healthcare Locums
13 May 2010	Murray Inc Trust PLC Rathbone Brothers - Holding(s) in Company
13 May 2010	Form 8.3 - Manchester & London PLC
14 May 2010	Blocklisting Interim Review
14 May 2010	Pacific Alliance Rathbone Brothers - Holding in Company
18 May 2010	BH Global Limited Rathbone Brothers - Holding(s) in Company
19 May 2010	Director/PDMR Shareholding
19 May 2010	FRM Diversified Alpha Rathbone Brothers - Holding(s) in Company
19 May 2010	Form 8.3 - Healthcare Locums PLC
20 May 2010	Rule 8.3- Forth Ports PLC
21 May 2010	Form 8.3 - Healthcare Locums PLC
24 May 2010	Form 8.3 - Healthcare Locums PLC
25 May 2010	Form 8.3 - Win PLC
27 May 2010	Director/PDMR Shareholding
27 May 2010	Form 8.3 - Healthcare Locums PLC
28 May 2010	Form 8.3 - Healthcare Locums PLC
01 Jun 2010	Rule 8.3- Forth Ports PLC
01 Jun 2010	Form 8.3 - Healthcare Locums PLC
02 Jun 2010	Form 8.3 - Healthcare Locums PLC
03 Jun 2010	Blocklisting Interim Review
04 Jun 2010	Form 8.3 - Candover Investments Plc
07 Jun 2010	Form 8.3 - Healthcare Locums Plc
11 Jun 2010	Form 8.3 - Candover Investments Plc
15 Jun 2010	Form 8.3 - Netcall Plc
15 Jun 2010	Form 8.3 - Telephonetics Plc
16 Jun 2010	Form 8.3 - Telephonetics Plc
23 Jun 2010	Form 8.3 - Candover Investments Plc
08 Jul 2010	Form 8.3 - Tomahawk Pubs Limited
15 Jul 2010	Blocklisting Interim Review
16 Jul 2010	Holding(s) in Company
28 Jul 2010	Half Yearly Report
30 Jul 2010	Form 8.3 - Hartest Holdings Plc
12 Aug 2010	Holding(s) in Company
20 Aug 2010	Holding in Company
02 Sep 2010	Director/PDMR Shareholding
02 Sep 2010	Holding(s) in Company
03 Sep 2010	Holding(s) in Company
07 Sep 2010	Holding(s) in Company
07 Sep 2010	Director/PDMR Shareholding
13 Sep 2010	Holding(s) in Company
15 Sep 2010	Director/PDMR Shareholding
16 Sep 2010	Holding(s) in Company
16 Sep 2010	Form 8.3 - Neutrahealth PLC
16 Sep 2010	Form 8.3 - Speymill Deutsche Immobilien Company Pl
17 Sep 2010	Holding(s) in Company
17 Sep 2010	Form 8.3 - Speymill Deutsche Immobilien Company Pl
20 Sep 2010	Holding(s) in Company
29 Sep 2010	Director/PDMR Shareholding
07 Oct 2010	Holding(s) in Company
08 Oct 2010	Director/PDMR Shareholding
14 Oct 2010	Form 8.3 - Speymill Deutsche Immobilien Company Pl
15 Oct 2010	Holding(s) in Company
04 Nov 2010	Director/PDMR Shareholding
04 Nov 2010	Interim Management Statement
09 Nov 2010	Director/PDMR Shareholding
11 Nov 2010	Director/PDMR Shareholding
11 Nov 2010	Additional Listing
15 Nov 2010	Form 8.3 - Redefine International Plc
15 Nov 2010	Form 8.3 - Wichford Plc
15 Nov 2010	Blocklisting Interim Review
18 Nov 2010	Form 8.3 - Speymill Deutsche Immobilien Co PLC
22 Nov 2010	Blocklisting Interim Review
23 Nov 2010	Directorate Change
29 Nov 2010	Director/PDMR Shareholding
30 Nov 2010	Director/PDMR Shareholding
01 Dec 2010	Directorate Change
01 Dec 2010	Total Voting Rights
06 Dec 2010	Director/PDMR Shareholding
05 Jan 2011	Total Voting Rights
06 Jan 2011	Trading Statement
26 Jan 2011	Trading Statement - update
31 Jan 2011	Directorate Change
01 Feb 2011	Total Voting Rights
11 Feb 2011	Form 8.3 - Eaga PLC
11 Feb 2011	Form 8.3 - Carillion PLC
14 Feb 2011	Form 8.3 - Sinclair Pharma PLC
14 Feb 2011	Form 8.3 - IS Pharma PL
17 Feb 2011	Final Results
18 Feb 2011	Form 8.3 - Carillion PL
18 Feb 2011	Director/PDMR Shareholding
24 Feb 2011	Form 8.3 - Carillion PLC
24 Feb 2011	Form 8.3 - IS Pharma PLC
28 Feb 2011	Form 8.3 - Carillion PLC
01 Mar 2011	Form 8.3 - Carillion PLC
01 Mar 2011	Total Voting Rights
02 Mar 2011	Form 8.3 - Carillion PLC
03 Mar 2011	Form 8.3 - Wichford PLC
03 Mar 2011	Form 8.3 - Carillion PLC
04 Mar 2011	Form 8.3 - Carillion Plc
04 Mar 2011	Form 8.3 - Wichford Plc
07 Mar 2011	Director/PDMR Shareholding
07 Mar 2011	Form 8.3 - Forth Ports PLC
07 Mar 2011	Form 8.3 - Carillion PLC
08 Mar 2011	Form 8.3 - Carillion PLC
09 Mar 2011	Form 8.3 - Carillion PLC
10 Mar 2011	Form 8.3 - Mouchel Group PLC
10 Mar 2011	Form 8.3 - Costain Group PLC
10 Mar 2011	Form 8.3 - Interserve PLC
11 Mar 2011	Directorate Change
11 Mar 2011	Holding(s) in Company
14 Mar 2011	Notification of major interest in shares
14 Mar 2011	Form 8.3 - Forth Ports PLC - Replacement
14 Mar 2011	Form 8.3 - Forth Ports PLC
17 Mar 2011	Form 8.3 - Forth Ports PLC
17 Mar 2011	Form 8.3 - Interserve PLC
17 Mar 2011	Form 8.3 - SVM UK Active Fund PLC
18 Mar 2011	Holding(s) in Company
18 Mar 2011	Form 8.3 - Interserve PLC
21 Mar 2011	Form 8.3 - CARILLION PLC
22 Mar 2011	Form 8.3 - Carillion PLC
23 Mar 2011	Form 8.3 - Forth Ports PLC
23 Mar 2011	Form 8.3 - Carillion PLC
25 Mar 2011	Director/PDMR Shareholding
25 Mar 2011	Form 8.3 - Carillion PLC
28 Mar 2011	Form 8.3 - Interserve PLC
28 Mar 2011	Form 8.3 - Carillion PLC
28 Mar 2011	Form 8.3 - Mouchel Group PLC
29 Mar 2011	Director/PDMR Shareholding
29 Mar 2011	Form 8.3 - Forth Ports PLC
30 Mar 2011	Director/PDMR Shareholding
30 Mar 2011	Form 8.3 - Carillion PLC
30 Mar 2011	Form 8.3 - SVM UK Active Fund PLC
30 Mar 2011	Form 8.3 - Forth Ports
31 Mar 2011	Form 8.3 - Carillion PLC
01 Apr 2011	Total Voting Rights
01 Apr 2011	Annual Financial Report and Notice of AGM
04 Apr 2011	Form 8.3 - Carillion PLC
05 Apr 2011	Holding(s) in Company
06 Apr 2011	Director/PDMR Shareholding
06 Apr 2011	Form 8.3 - IS Pharma PLC
06 Apr 2011	Form 8.3 - Carillion
07 Apr 2011	Form 8.3 - Forth Ports
07 Apr 2011	Form 8.3 - Carillion PLC
08 Apr 2011	Form 8.3 - Forth Ports PLC
08 Apr 2011	Form 8.3 - Carillion PLC
11 Apr 2011	Form 8.3 - Marwyn Management Partners PLC

2.   Documents filed at Companies House

The following documents have been filed by the Company with the Registrar of Companies at Companies House during the year to 14 April 2011.

Date of filing	Document type	Description
06 May 2010	TM01	Resignation of a director - James Barclay
06 May 2010	TM01	Resignation of a director - Mark Robertshaw
12 May 2010	RES11	Disapplication of pre-emption rights
12 May 2010	RES13	Dividend payment
12 May 2010	RES01	Alteration to Memorandum & Articles
12 May 2010	RES09	Authority - Purchase shares other than from capital
7 Jun 2010	AA	Group accounts to 31 December 2009
13 Jul 2010	AD02	SAIL address created
13 Jul 2010	AD03	Registers moved to SAIL address
13 Jul 2010	AR01	Annual return with full list of members
26 Aug 2010	CH01	Director's change of particulars - G M Powell
26 Aug 2010	CH01	Director's change of particulars - R I Smeeton
26 Aug 2010	CH01	Director's change of particulars - R P Stockton
16 Nov 2010	SH01	Statement of capital
29 Nov 2010	SH01	Statement of capital
3 Dec 2010	AP01	Appointment of a director - Mark Nicholls
6 Dec 2010	TM01	Resignation of a director - John May
6 Dec 2010	CH03	Secretary's change of particulars - R E Loader
6 Dec 2010	CH01	Director's change of particulars - I M Buckley
6 Dec 2010	CH01	Director's change of particulars - D T D Harrel
6 Dec 2010	CH01	Director's change of particulars - P D G Chavasse
6 Dec 2010	CH01	Director's change of particulars - O R P Corbett
6 Dec 2010	CH01	Director's change of particulars - R P Lanyon
6 Dec 2010	CH01	Director's change of particulars - C M Burton
6 Dec 2010	CH01	Director's change of particulars - K A Matthews
6 Dec 2010	CH01	Director's change of particulars - A T Morris
6 Dec 2010	CH01	Director's change of particulars - A D Pomfret
23 Dec 2010	SH01	Statement of capital
19 Jan 2011	SH01	Statement of capital
24 Feb 2011	SH01	Statement of capital
24 Feb 2011	SH01	Statement of capital
8 Mar 2011	SH01	Statement of capital
28 Mar 2011	SH01	Statement of capital
28 Mar 2011	SH01	Statement of capital

3.   Documents published and sent to shareholders

The following documents have been published by the Company and sent to shareholders during the year to 14 April 2011.

Date of                                   Document     

publication

17 Aug 2010                            Interim report to 30 June 2010

31 Mar 2011                            Notice of 2011 AGM and proxy form

31 Mar 2011                            Annual report and accounts for 2010

Copies of all the documents listed above are available from the Company's registered office at 159 New Bond Street, London, W1S 2UD and from the company's website at www.rathbones.com

4.   Documents submitted to the UK Listing Authority

The following documents have been submitted to the UK Listing Authority during the year to 14 April 2011.

Date                                        Type of document

5 May 2010                              AGM resolutions passed (other than those relating to ordinary business)

1 Apr 2011                             Annual report and accounts for 2010, Notice of the 2011 AGM and the  Rules of the Rathbone Brothers Plc 2011 Long Term Incentive Plan*

Documents marked * may be viewed at the National Storage Mechanism located at www.hemscott.com/nsm.do.

Richard Loader

Company Secretary

18 April 2011

020 7399 0000

 

END

 

 

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