Block listing Interim Review

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 16 November 2018

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Share Incentive Plan
Period of return:	From:	12 May 2018	To:	16 November 2018
Balance of unallotted securities under scheme(s) from previous return:		477,162
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		72,740
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		404,422

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 16 November 2018

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Savings Related Share Option Plan (SAYE)
Period of return:	From:	12 May 2018	To:	16 November 2018
Balance of unallotted securities under scheme(s) from previous return:		400,265
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		232,695
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		167,570

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 16 November 2018

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Executive Incentive Plan (EIP)
Period of return:	From:	12 May 2018	To:	16 November 2018
Balance of unallotted securities under scheme(s) from previous return:		181,670
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		75,713
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		105,957

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326