Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
1. |
Name of the issuer
Rathbone Brothers Plc
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2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
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3. |
Name of person discharging managerial responsibilities/director
Robert Hughes-Penney
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4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Notification in respect of the PDMR's spouse
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 1
Beneficial interest
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6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 5p
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Rathbone Nominees Limited
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8. |
State the nature of the transaction
Share sale
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9. |
Number of shares, debentures or financial instruments relating to shares acquired
N/a
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10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/a
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
700
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12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.002%
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13. |
Price per share or value of transaction
£8.60
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14. |
Date and place of transaction
26 March 2010, London
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
19,583 (0.045%)
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16. |
Date issuer informed of transaction
26 March 2010
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant
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18. |
Period during which or date on which exercisable
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number)
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
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22. |
Total number of shares or debentures over which options held following notification
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23. |
Any additional information
N/a
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24. |
Name of contact and telephone number for queries
Richard Loader 020 7399 0000
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Name of authorised official of issuer responsible for making notification
Richard Loader Company Secretary
Date of notification
29 March 2010
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Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |