Director/PDMR Shareholding

RNS Number : 3091I

Rathbone Brothers PLC

07 August 2019

 

Rathbone Brothers Plc (the "Company") 

Notification of Transactions of Persons Discharging Managerial Responsibilities

The Company announces that on 5 August 2019:

(i)     ordinary shares of 5p were allotted at £21.35 (mid-market close on 2 August 2019) to Equiniti Share Plan Trustees Limited, the trustee of the Company's Inland Revenue Approved Share Incentive Plan in respect of partnership shares and matching shares.  Subject to the deed and rules of the plan, the shares will continue to be held on the behalf of the following PDMRs. 

The notifications below, which have been made in accordance with the requirements of the EU Market Abuse Regulation, provides further detail.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Paul Stockton
2	Reason for the notification
a)	Position/status	Chief Executive Officer
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£21.35	7 partnership shares
		£21.35	7 matching shares
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2019-08-05
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mike Bolsover
2	Reason for the notification
a)	Position/status	Head of Strategy and Organisation Development
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£21.35	8 partnership shares
		£21.35	8 matching shares
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2019-08-05
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Andrew Butcher
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£21.35	7 partnership shares
		£21.35	7 matching shares
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2019-08-05
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Sarah Owen-Jones
2	Reason for the notification
a)	Position/status	Chief Risk Officer
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£21.35	7 partnership shares
		£21.35	7 matching shares
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2019-08-05
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mike Webb
2	Reason for the notification
a)	Position/status	CEO of RUTM and Head of Marketing
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£21.35	6 partnership shares
		£21.35	6 matching shares
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2019-08-05
f)	Place of the transaction	Outside a trading venue

(ii)    an administrative error was identified in the grant of a share award made to Jennifer Mathias on 10 May 2019 under the Rathbone Brothers Plc 2019 JEM Plan.  As a result, Jennifer Mathias has waived her rights to this award and will not benefit from this plan in the future.

Enquiries:

Ali Johnson

Company Secretary

Telephone - 0207 399 0326

 

END

 

 

DSHSSEFIWFUSEIA