Director/PDMR Shareholding

RNS Number : 6943T

Rathbone Brothers PLC

26 March 2021

 

Rathbone Brothers Plc (the "Company")  

Notification of Transactions of Persons Discharging Managerial Responsibilities

The Company announces that in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan ("EIP"), awards made on 23 March 2016, and 20% of awards made on 23 March 2017, 2018, 2019 & 2020 to the following PDMRs have vested. The vested shares for EIP 2017, 2018, 2019 & 2020 are subject to a sale restriction period.

The notifications below, which have been made in accordance with the requirements of the EU Market Abuse Regulation, provides further detail.

Enquiries:

Ali Johnson

Company Secretary

Telephone - 07901 118456

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Paul Stockton
2	Reason for the notification
a)	Position/status	Chief Executive Officer
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		Nil	EIP 2016 vest: 12,229
		Nil	EIP 2017, 2018, 2019 & 2020 vests: 11,935
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2021-03-24
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Jennifer Mathias
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		Nil	EIP 2020 vest:   2,649
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2021-03-24
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Sarah Owen-Jones
2	Reason for the notification
a)	Position/status	Chief Risk Officer
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		Nil	EIP 2017, 2018, 2019 & 2020 vests:  8,609
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2021-03-24
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mike Webb
2	Reason for the notification
a)	Position/status	CEO of RUTM
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rathbone Brothers Plc
b)	LEI	213800MBTHM6UE8ZQP29
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 5p each ISIN: GB0002148343
b)	Nature of the transaction	Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		Nil	EIP 2016 vest:  10,690
		Nil	EIP 2017, 2018, 2019 & 2020 vests:  9,791
d)	Aggregated information  - Aggregated volume - Price	Not applicable - single transaction
e)	Date of the transaction	2021-03-24
f)	Place of the transaction	Outside a trading venue

 

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