Director/PDMR Shareholding
Rathbone Brothers PLC
09 March 2006
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (iii)
3. Name of person discharging managerial responsibilities/director
ANDREW DAVID POMFRET
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF THE SPOUSE OF THE DIRECTOR, CAROLE POMFRET
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE PURCHASE
9. Number of shares, debentures or financial instruments relating to shares
acquired
7,014
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
0.017%
11. Number of shares, debentures or financial instruments relating to shares
disposed
NIL
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
30,480 (0.074%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
--------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
BERNARD KENNY
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE PURCHASE
9. Number of shares, debentures or financial instruments relating to shares
acquired
2,489
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
0.006%
11. Number of shares, debentures or financial instruments relating to shares
disposed
NIL
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
60,807 (0.147%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
--------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
CLARE MARGARET GORE-LANGTON
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE PURCHASE
9. Number of shares, debentures or financial instruments relating to shares
acquired
1,735
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
0.004%
11. Number of shares, debentures or financial instruments relating to shares
disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
195,446 (0.474%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
-------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
CLIVE RICHARD CHARLES HEXTON
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE PURCHASE
9. Number of shares, debentures or financial instruments relating to shares
acquired
4,520
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
0.011%
11. Number of shares, debentures or financial instruments relating to shares
disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
96,611 (0.234%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
-------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
CLIVE RICHARD CHARLES HEXTON
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE SALE
9. Number of shares, debentures or financial instruments relating to shares
acquired
NIL
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares
disposed
4,520
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
0.011%
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
92,091 (0.223%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
-------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
JOHN GEORGE HENDERSON
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE PURCHASE
9. Number of shares, debentures or financial instruments relating to shares
acquired
2,504
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
0.006%
11. Number of shares, debentures or financial instruments relating to shares
disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
35,240 (0.085%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
JOHN IAN MOORLEY
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE SALE
9. Number of shares, debentures or financial instruments relating to shares
acquired
NIL
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares
disposed
900
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
0.002%
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
20,280 (0.049%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
-------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
LORRAINE ANTONIA CARROL DODD
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE PURCHASE
9. Number of shares, debentures or financial instruments relating to shares
acquired
4,271
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
0.010%
11. Number of shares, debentures or financial instruments relating to shares
disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
32,912 (0.080%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
-------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
LORRAINE ANTONIA CARROL DODD
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
RATHBONE NOMINEES LIMITED
8. State the nature of the transaction
SHARE SALE
9. Number of shares, debentures or financial instruments relating to shares
acquired
NIL
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares
disposed
1,205
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
0.003%
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
31,707 (0.077%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
-------------------------------------------------------------------------------
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
An issuer making a notification in respect of options granted to a director/
person discharging managerial responsibilities should complete boxes 1 to 3 and
17 to 24.
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
RATHBONE BROTHERS PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
NOTIFICATION IN RESPECT OF (i) ONLY
3. Name of person discharging managerial responsibilities/director
MICHAEL PAUL EGERTON-VERNON
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
NOTIFICATION IN RESPECT OF A COMPANY OWNED BY A FAMILY TRUST OF THE PDMR
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL INTEREST
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES OF 5P
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
PEV HOLDINGS LIMITED
8. State the nature of the transaction
SHARE SALE
9. Number of shares, debentures or financial instruments relating to shares
acquired
NIL
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares
disposed
45,000
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
0.109%
13. Price per share or value of transaction
£11.55
14. Date and place of transaction
8 MARCH 2006, LONDON
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
47,093 (0.114%)
16. Date issuer informed of transaction
8 MARCH 2006
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
18. Period during which or date on which it can be exercised
19. Total amount paid (if any) for grant of the option
20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
22. Total number of shares or debentures over which options held following
notification
23. Any additional information
NONE
24. Name of contact and telephone number for queries
RICHARD LOADER, 020 7399 0000
Name and signature of duly authorised officer of issuer responsible for making
notification
RICHARD LOADER, COMPANY SECRETARY
Date of notification
9 MARCH 2006
This information is provided by RNS
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