Rathbone Brothers Plc : Block listing Interim ...

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 10 November 2017

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Share Incentive Plan
Period of return:	From:	13 May 2017	To:	10 November 2017
Balance of unallotted securities under scheme(s) from previous return:		300,356
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		440,000
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		220,681
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		519,675

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 10 November 2017

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Savings Related Share Option Plan (SAYE)
Period of return:	From:	13 May 2017	To:	10 November 2017
Balance of unallotted securities under scheme(s) from previous return:		125,390
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		545,000
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		205,697
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		464,693

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 10 November 2017

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Executive Incentive Plan (EIP)
Period of return:	From:	13 May 2017	To:	10 November 2017
Balance of unallotted securities under scheme(s) from previous return:		350,000
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		168,330
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		181,670

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

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Source: Rathbone Brothers Plc via Globenewswire