Annual Information Update
Regulatory announcement: annual information update
RIO TINTO PLC ("the Company")
ANNUAL INFORMATION UPDATE
FOR THE PERIOD UP TO AND INCLUDING 31 MARCH 2010
The Company announces that in accordance with the requirements of the Prospectus Rule 5.2, the following information has been published or made available to the public during the period ended 31 March 2010 in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.
For the purpose of this update the information is only referred to and full copies of each item can be found at the locations specified below.
1. Announcements made via the Regulatory News Service ("RNS") a Regulatory Information Service ("RIS").
All the announcements listed below were published via a Regulatory Information Service, on the dates indicated.
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Time /Date |
Headline |
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17:14 31-Mar-2010 |
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14:36 31-Mar-2010 |
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09:34 31-Mar-2010 |
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16:15 29-Mar-2010 |
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16:12 29-Mar-2010 |
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09:42 29-Mar-2010 |
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15:57 25-Mar-2010 |
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17:18 23-Mar-2010 |
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17:16 23-Mar-2010 |
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07:00 23-Mar-2010 |
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16:25 19-Mar-2010 |
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10:37 19-Mar-2010 |
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07:00 19-Mar-2010 |
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12:09 18-Mar-2010 |
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12:07 18-Mar-2010 |
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16:19 16-Mar-2010 |
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16:54 15-Mar-2010 |
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10:49 15-Mar-2010 |
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15:37 12-Mar-2010 |
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17:16 11-Mar-2010 |
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17:16 11-Mar-2010 |
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12:17 10-Mar-2010 |
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12:12 10-Mar-2010 |
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16:45 09-Mar-2010 |
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16:34 08-Mar-2010 |
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16:44 05-Mar-2010 |
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16:08 04-Mar-2010 |
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15:24 04-Mar-2010 |
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15:45 03-Mar-2010 |
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12:58 02-Mar-2010 |
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12:48 02-Mar-2010 |
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17:46 01-Mar-2010 |
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17:38 01-Mar-2010 |
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17:37 01-Mar-2010 |
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13:37 01-Mar-2010 |
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07:00 01-Mar-2010 |
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17:04 26-Feb-2010 |
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16:51 26-Feb-2010 |
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16:48 26-Feb-2010 |
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17:32 25-Feb-2010 |
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17:27 25-Feb-2010 |
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17:23 24-Feb-2010 |
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17:26 23-Feb-2010 |
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17:24 23-Feb-2010 |
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07:00 23-Feb-2010 |
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17:52 22-Feb-2010 |
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17:59 19-Feb-2010 |
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17:55 19-Feb-2010 |
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18:08 18-Feb-2010 |
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16:02 18-Feb-2010 |
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15:12 17-Feb-2010 |
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17:54 16-Feb-2010 |
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17:51 16-Feb-2010 |
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16:11 15-Feb-2010 |
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16:09 15-Feb-2010 |
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16:41 12-Feb-2010 |
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16:04 11-Feb-2010 |
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16:02 11-Feb-2010 |
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07:00 11-Feb-2010 |
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09:36 09-Feb-2010 |
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17:36 04-Feb-2010 |
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16:45 03-Feb-2010 |
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07:00 02-Feb-2010 |
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16:02 01-Feb-2010 |
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15:29 29-Jan-2010 |
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15:27 29-Jan-2010 |
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15:25 29-Jan-2010 |
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16:41 28-Jan-2010 |
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15:32 27-Jan-2010 |
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16:22 26-Jan-2010 |
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16:27 25-Jan-2010 |
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16:18 25-Jan-2010 |
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17:07 21-Jan-2010 |
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15:35 19-Jan-2010 |
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16:51 18-Jan-2010 |
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16:09 14-Jan-2010 |
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07:00 14-Jan-2010 |
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07:00 14-Jan-2010 |
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15:19 13-Jan-2010 |
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16:48 12-Jan-2010 |
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16:48 12-Jan-2010 |
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14:51 08-Jan-2010 |
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12:46 07-Jan-2010 |
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12:46 07-Jan-2010 |
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07:00 07-Jan-2010 |
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12:01 06-Jan-2010 |
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17:21 05-Jan-2010 |
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11:36 05-Jan-2010 |
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17:07 04-Jan-2010 |
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17:04 04-Jan-2010 |
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14:04 30-Dec-2009 |
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16:33 23-Dec-2009 |
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07:01 23-Dec-2009 |
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17:16 22-Dec-2009 |
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17:11 22-Dec-2009 |
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07:00 18-Dec-2009 |
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16:47 16-Dec-2009 |
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17:06 14-Dec-2009 |
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15:17 08-Dec-2009 |
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17:24 07-Dec-2009 |
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07:00 07-Dec-2009 |
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17:18 04-Dec-2009 |
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15:47 04-Dec-2009 |
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07:00 04-Dec-2009 |
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15:22 03-Dec-2009 |
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16:19 02-Dec-2009 |
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17:04 01-Dec-2009 |
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07:36 01-Dec-2009 |
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16:46 30-Nov-2009 |
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16:52 25-Nov-2009 |
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16:49 25-Nov-2009 |
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07:00 24-Nov-2009 |
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15:33 23-Nov-2009 |
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16:12 20-Nov-2009 |
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17:08 19-Nov-2009 |
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16:43 18-Nov-2009 |
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15:56 17-Nov-2009 |
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15:56 16-Nov-2009 |
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17:09 12-Nov-2009 |
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07:43 12-Nov-2009 |
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16:57 11-Nov-2009 |
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16:47 11-Nov-2009 |
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17:13 10-Nov-2009 |
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14:41 03-Nov-2009 |
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16:51 30-Oct-2009 |
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07:00 30-Oct-2009 |
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07:00 28-Oct-2009 |
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15:27 23-Oct-2009 |
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15:25 23-Oct-2009 |
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15:22 23-Oct-2009 |
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16:55 21-Oct-2009 |
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17:29 20-Oct-2009 |
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17:26 19-Oct-2009 |
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16:47 16-Oct-2009 |
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14:02 15-Oct-2009 |
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07:00 15-Oct-2009 |
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16:51 14-Oct-2009 |
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07:00 14-Oct-2009 |
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15:50 13-Oct-2009 |
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15:17 13-Oct-2009 |
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14:40 13-Oct-2009 |
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17:17 07-Oct-2009 |
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08:05 06-Oct-2009 |
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15:29 02-Oct-2009 |
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13:10 01-Oct-2009 |
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07:15 01-Oct-2009 |
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12:31 30-Sep-2009 |
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16:56 29-Sep-2009 |
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16:54 29-Sep-2009 |
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15:12 25-Sep-2009 |
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15:19 22-Sep-2009 |
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07:00 22-Sep-2009 |
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07:00 21-Sep-2009 |
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15:11 18-Sep-2009 |
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15:32 17-Sep-2009 |
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14:13 17-Sep-2009 |
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17:05 16-Sep-2009 |
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09:47 15-Sep-2009 |
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16:00 14-Sep-2009 |
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07:00 14-Sep-2009 |
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16:26 11-Sep-2009 |
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14:45 10-Sep-2009 |
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14:58 09-Sep-2009 |
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16:17 01-Sep-2009 |
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16:47 28-Aug-2009 |
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12:42 28-Aug-2009 |
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15:14 26-Aug-2009 |
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14:45 25-Aug-2009 |
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17:22 24-Aug-2009 |
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11:44 24-Aug-2009 |
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16:46 21-Aug-2009 |
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07:00 21-Aug-2009 |
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07:15 20-Aug-2009 |
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07:00 18-Aug-2009 |
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17:07 17-Aug-2009 |
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14:17 13-Aug-2009 |
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07:00 13-Aug-2009 |
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16:34 12-Aug-2009 |
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16:57 11-Aug-2009 |
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16:27 11-Aug-2009 |
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11:44 06-Aug-2009 |
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15:26 31-Jul-2009 |
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17:10 29-Jul-2009 |
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09:24 29-Jul-2009 |
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16:39 28-Jul-2009 |
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16:53 23-Jul-2009 |
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14:37 17-Jul-2009 |
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16:04 16-Jul-2009 |
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07:31 15-Jul-2009 |
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07:00 15-Jul-2009 |
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09:22 14-Jul-2009 |
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17:07 13-Jul-2009 |
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17:10 08-Jul-2009 |
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17:12 07-Jul-2009 |
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08:47 06-Jul-2009 |
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09:59 03-Jul-2009 |
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09:44 03-Jul-2009 |
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17:32 02-Jul-2009 |
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10:51 02-Jul-2009 |
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07:00 02-Jul-2009 |
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12:24 30-Jun-2009 |
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09:06 16-Jun-2009 |
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16:36 15-Jun-2009 |
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07:00 15-Jun-2009 |
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18:05 11-Jun-2009 |
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14:08 11-Jun-2009 |
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17:56 10-Jun-2009 |
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17:15 09-Jun-2009 |
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07:00 09-Jun-2009 |
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15:27 05-Jun-2009 |
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07:01 05-Jun-2009 |
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07:01 05-Jun-2009 |
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07:00 05-Jun-2009 |
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07:00 05-Jun-2009 |
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07:00 05-Jun-2009 |
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07:00 05-Jun-2009 |
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17:48 04-Jun-2009 |
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14:23 04-Jun-2009 |
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15:30 03-Jun-2009 |
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15:54 02-Jun-2009 |
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13:57 01-Jun-2009 |
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16:41 29-May-2009 |
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16:15 28-May-2009 |
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07:00 28-May-2009 |
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07:00 26-May-2009 |
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15:02 22-May-2009 |
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15:46 21-May-2009 |
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13:01 20-May-2009 |
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16:05 15-May-2009 |
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07:00 15-May-2009 |
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17:30 13-May-2009 |
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17:39 12-May-2009 |
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17:12 12-May-2009 |
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17:33 11-May-2009 |
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16:14 08-May-2009 |
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17:53 07-May-2009 |
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11:29 06-May-2009 |
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17:31 05-May-2009 |
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16:11 05-May-2009 |
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16:01 01-May-2009 |
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16:06 30-Apr-2009 |
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15:53 29-Apr-2009 |
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17:51 28-Apr-2009 |
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15:54 23-Apr-2009 |
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15:47 23-Apr-2009 |
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15:34 23-Apr-2009 |
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16:29 22-Apr-2009 |
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16:28 22-Apr-2009 |
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16:22 20-Apr-2009 |
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08:53 20-Apr-2009 |
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18:00 17-Apr-2009 |
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16:37 16-Apr-2009 |
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14:09 16-Apr-2009 |
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14:08 16-Apr-2009 |
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17:02 15-Apr-2009 |
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08:23 15-Apr-2009 |
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07:00 15-Apr-2009 |
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07:00 15-Apr-2009 |
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07:00 15-Apr-2009 |
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15:15 09-Apr-2009 |
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07:01 07-Apr-2009 |
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16:53 06-Apr-2009 |
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16:00 02-Apr-2009 |
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17:28 01-Apr-2009 |
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07:00 01-Apr-2009 |
Copies of the announcements published via RNS may be obtained from the RNS section of the London Stock Exchange website www.londonstockexchange.com and any related documents are available at the UKLA's Document Viewing Facility, Financial Services Authority, 25 The North Colonnade, Canary Wharf, London, E14 5HS. Copies can also be located on the Company's website www.riotinto.com.
2. Documents filed at Companies House
The Company has submitted filings to Companies House in relation to the appointment and resignation of directors, the allotment of shares, transactions in own shares and ordinary and special resolutions passed at the Company's Annual General Meeting on 15 April 2009.
Copies of these documents can be found on the Companies House website at
www.companies-house.gov.uk or through Companies House Direct at www.direct.companieshouse.gov.uk. Alternatively, copies can be obtained from Companies House, Crown Way, Cardiff, CF14 3UZ.
3. Documents filed with the United States Securities and Exchange Commission
The Company has submitted filings to the Securities and Exchange Commission ("SEC") by virtue of having American Depositary Shares listed on the New York Stock Exchange. All the documents listed below were filed with the SEC.
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Form
|
Description
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Filing Date
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F-6 |
Registration of American Depository Receipt shares, not immediately effective |
2010-03-31 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-03-16 |
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SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2010-03-04 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-03-04 |
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SC 13G |
Statement of acquisition of beneficial ownership by individuals |
2010-02-05 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-02-05 |
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SC 13G |
Statement of acquisition of beneficial ownership by individuals |
2010-01-29 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-01-05 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-12-04 |
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4 |
Statement of changes in beneficial ownership of securities |
2009-11-20 |
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3 |
Initial statement of beneficial ownership of securities |
2009-11-19 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-11-04 |
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SC 13D |
General statement of acquisition of beneficial ownership |
2009-10-30 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-10-06 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-09-03 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-09-03 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-08-04 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-07-06 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-07-01 |
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11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-29 |
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11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-29 |
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11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-26 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-06-09 |
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SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-06-05 |
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6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-06-04 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-05-18 |
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8-A12B |
Registration of securities [Section 12(b)] |
2009-04-23 |
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424B5 |
Prospectus [Rule 424(b)(5)] |
2009-04-16 |
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FWP |
Filing under Securities Act Rules 163/433 of free writing prospectuses |
2009-04-15 |
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424B3 |
Prospectus [Rule 424(b)(3)] |
2009-04-14 |
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POSASR |
Post-effective Amendment to an automatic shelf registration statement |
2009-04-14 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-04-06 |
|
20-F |
Annual and transition report of foreign private issuers [Sections 13 or 15(d)] |
2009-04-02 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-03-30 |
|
REGDEX/A |
[Amend][Paper]Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933], item 06 |
2009-03-12 |
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SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-02-13 |
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SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-02-13 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-02-13 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-02-13 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-01-20 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-01-15 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-03-16 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2010-03-04 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-03-04 |
|
SC 13G |
Statement of acquisition of beneficial ownership by individuals |
2010-02-05 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-02-05 |
|
SC 13G |
Statement of acquisition of beneficial ownership by individuals |
2010-01-29 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-01-05 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-12-04 |
|
4 |
Statement of changes in beneficial ownership of securities |
2009-11-20 |
|
3 |
Initial statement of beneficial ownership of securities |
2009-11-19 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-11-04 |
|
SC 13D |
General statement of acquisition of beneficial ownership |
2009-10-30 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-10-06 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-09-03 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-09-03 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-08-04 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-07-06 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-07-01 |
|
11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-29 |
|
11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-29 |
|
11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-26 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-06-09 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-06-05 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-06-04 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-05-18 |
|
8-A12B |
Registration of securities [Section 12(b)] |
2009-04-23 |
|
424B5 |
Prospectus [Rule 424(b)(5)] |
2009-04-16 |
|
FWP |
Filing under Securities Act Rules 163/433 of free writing prospectuses |
2009-04-15 |
|
424B3 |
Prospectus [Rule 424(b)(3)] |
2009-04-14 |
|
POSASR |
Post-effective Amendment to an automatic shelf registration statement |
2009-04-14 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-04-06 |
|
20-F |
Annual and transition report of foreign private issuers [Sections 13 or 15(d)] |
2009-04-02 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-03-30 |
|
REGDEX/A |
[Amend][Paper]Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933], item 06 |
2009-03-12 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-02-13 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-02-13 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-02-13 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-02-13 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-01-20 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-01-15 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-03-16 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2010-03-04 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-03-04 |
|
SC 13G |
Statement of acquisition of beneficial ownership by individuals |
2010-02-05 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-02-05 |
|
SC 13G |
Statement of acquisition of beneficial ownership by individuals |
2010-01-29 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2010-01-05 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-12-04 |
|
4 |
Statement of changes in beneficial ownership of securities |
2009-11-20 |
|
3 |
Initial statement of beneficial ownership of securities |
2009-11-19 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-11-04 |
|
SC 13D |
General statement of acquisition of beneficial ownership |
2009-10-30 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-10-06 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-09-03 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-09-03 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-08-04 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-07-06 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-07-01 |
|
11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-29 |
|
11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-29 |
|
11-K |
Annual report of employee stock purchase, savings and similar plans |
2009-06-26 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-06-09 |
|
SC 13D/A |
[Amend]General statement of acquisition of beneficial ownership |
2009-06-05 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-06-04 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-05-18 |
|
8-A12B |
Registration of securities [Section 12(b)] |
2009-04-23 |
|
424B5 |
Prospectus [Rule 424(b)(5)] |
2009-04-16 |
|
FWP |
Filing under Securities Act Rules 163/433 of free writing prospectuses |
2009-04-15 |
|
424B3 |
Prospectus [Rule 424(b)(3)] |
2009-04-14 |
|
POSASR |
Post-effective Amendment to an automatic shelf registration statement |
2009-04-14 |
|
6-K |
Report of foreign issuer [Rules 13a-16 and 15d-16] |
2009-04-06 |
|
20-F |
Annual and transition report of foreign private issuers [Sections 13 or 15(d)] |
2009-04-02 |
Full details of these filings can be viewed at www.sec.gov.
The Company's Annual report for the year ended 31 December 2009 (published on 15 March 2010) can be found on the Company's website www.riotinto.com, as can the Company's Annual review for the year ended 31 December 2009 and the 2010 AGM documents.
Copies of all documents referred to above are also available for inspection at the Company's registered office, 2 Eastbourne Terrace, London W2 6LG during normal business hours.
This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom (Prospectus Rule 5.2) and not for any other purpose and neither the Company, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information which it contains. This information is not necessarily up to date as at the date of this annual information update and the Company does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. This annual information update does not constitute an offer of any securities addressed to any person and should not be relied on by any person.
Further information regarding the Company and its activities is available at www.riotinto.com.
Matthew Whyte
Acting Deputy Company Secretary
Rio Tinto plc
Tel: 020 7781 1629
This information is provided by RNS
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