Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
20 March 2019
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Bold Baatar
|
||||
2
|
Reason for the notification |
|||||
a)
|
Position/status
|
Chief executive, Energy & Minerals |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
5,205
£41.646 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
51,752
£38.94 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Alfredo Barrios
|
||||
2
|
Reason for the notification |
|||||
a)
|
Position/status
|
Chief executive, Rio Tinto Aluminium |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
6,715
£41.646 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
57,011
£38.94 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Jean-Sébastien Jacques
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief executive |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
18,681
£41.646 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
125,665
£38.94 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Arnaud Soirat |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief executive, Copper & Diamonds |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
8,913
£41.646 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
56,582
£38.94 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Jakob Stausholm |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief financial officer |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
3,022
£41.646 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
79,609
£38.94 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Simon Trott |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief commercial officer |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
6,140
£41.646 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
50,598
£38.94 |
||||
e)
|
Date of the transaction
|
2019-03-18 |
||||
f)
|
Place of the transaction |
XLON
|
2
LEI: 213800YOEO5OQ72G2R82
Classification: 2.2. Inside information disclosed under article 19 of the Market Abuse Regulation
Steve Allen
|
|