Notice to LSE
Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
20 April 2023
Rio Tinto plc
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
|
Name
|
Bold Baatar |
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2
|
Reason for the notification
|
|||||||||||
a)
|
Position/status
|
Chief Executive, Copper |
||||||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
a)
|
Name
|
Rio Tinto plc |
||||||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
12.4129
N/A |
||||||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||||||
|
Part 2 |
|||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
5.36858
£55.85989
|
||||||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
f)
|
Place of the transaction |
XLON
|
||||||||||
|
Part 3 |
|||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
b)
|
Nature of the transaction
|
iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan v. Acquisition of shares and award of matching shares under the UK Share Plan (UKSP)
|
||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
27.507806
£55.52345
|
||||||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||||
a)
|
Name
|
Alfredo Barrios |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief Commercial Officer |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
Part 1 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
24.5237
N/A |
||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
Part 2 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
3.992851
£55.85989 |
||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||
f)
|
Place of the transaction |
XLON
|
||||||
|
Part 3 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
37.859676
£55.52345
|
||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||||
a)
|
Name
|
Peter Cunningham |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief Financial Officer |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
Part 1 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
12.4129
N/A |
||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
Part 2 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
5.36858
£55.85989 |
||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||
f)
|
Place of the transaction |
XLON
|
||||||
|
Part 3 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13.507806
£55.52345
|
||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||||||||
a)
|
Name
|
Jakob Stausholm |
||||||||||
2
|
Reason for the notification
|
|||||||||||
a)
|
Position/status
|
Chief Executive Officer |
||||||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
a)
|
Name
|
Rio Tinto plc |
||||||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||||||
|
Part 1 |
|||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
12.4129
N/A |
||||||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||||||
|
Part 2 |
|||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
5.36858
£55.85989 |
||||||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
f)
|
Place of the transaction |
XLON
|
||||||||||
|
Part 3 |
|||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
b)
|
Nature of the transaction
|
iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan v. Acquisition of shares and award of matching shares under the UK Share Plan (UKSP)
|
||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
27.507806
£55.52345
|
||||||||||
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||||
a)
|
Name
|
Ivan Vella |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief Executive, Aluminium |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares and award of matching shares under the Global Employee Share Plan
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
29.01981
£55.52345
|
e)
|
Date of the transaction
|
2023-04-17 |
f)
|
Place of the transaction |
XLON
|
FCA notifications in accordance with the EU Market Abuse Regulation have been issued to the London Stock Exchange contemporaneously with this release.
LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of the Market Abuse Regulation.
Please direct all enquiries to media.enquiries@riotinto.com
Media Relations,United Kingdom
Matthew Klar M +44 7796 630 637
David Outhwaite M +44 7787 597 493
|
Media Relations,Australia
Matt Chambers M +61 433 525 739
Jesse Riseborough M +61 436 653 412
Alyesha Anderson M +61 434 868 118
|
Media Relations,Americas
Simon Letendre M +514 796 4973
Malika Cherry M +1 418 592 7293 |
Investor Relations,United Kingdom
Menno Sanderse M +44 7825 195 178
David Ovington M +44 7920 010 978
Clare Peever M +44 7788 967 877
|
Investor Relations,Australia
Tom Gallop M +61 439 353 948
Amar Jambaa M +61 472 865 948
|
|
Rio Tinto plc
6 St James's Square London SW1Y 4AD United Kingdom T +44 20 7781 2000
Registered in England No. 719885
|
Rio Tinto Limited
Level 43, 120 Collins Street Melbourne 3000 Australia T +61 3 9283 3333
Registered in Australia ABN 96 004 458 404 |
|
This announcement is authorised for release to the market by Steve Allen, Rio Tinto's Group Company Secretary.