Holding(s) in Company
Rio Tinto PLC
20 December 2007
NOTIFICATION OF MAJOR INTERESTS IN SHARES
1) NAME OF LISTED COMPANY
Rio Tinto plc
2) NAME OF SHAREHOLDER HAVING A MAJOR INTEREST
AXA S.A., and its Group Companies
3) Please state whether notification indicates that it is
regarding the holding of the shareholder named in 2 above;
in respect of a non-beneficial interest; or in the case of an
individual holder if it is a holding of that person's spouse
or children under the age of 18
As in (2) above
4) Name of the registered holder(s) and, if more than one holder, the
number of shares held by each of them.
See attached
5) Number of shares/amount of stock acquired.
Unknown
6) Percentage of issued Class (any treasury shares held by the
listed company should not be taken into account when
calculating percentage)
Unknown
7) Number of shares/amount of stock disposed
N/A
8) Percentage of issued Class (any treasury shares held by the
listed company should not be taken into account when
calculating percentage)
N/A
9) Class of security
Ordinary shares of 10p
10) Date of transaction
As at 18 December 2007
11) Date listed company informed
19 December 2007
12) Total holding following this notification
49,914,081
13) Total percentage holding of issued class following this notification
(any treasury shares held by the listed company should not be taken
into account when calculating percentage)
5.01%
14) Any additional information
15) Name of contact and telephone number for queries
Miss L Brennan - 020 7781 1622
16) Name and signature of duly authorised officer of the listed company
responsible for making this notification
Mr M J Whyte
Date of Notification 20 December 2007
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
(1). Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached:
Rio Tinto plc
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights: ( X )
An acquisition or disposal of financial instruments which may result
in the acquisition of shares already issued to which voting rights are
attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : ( )
3. Full name of person(s) subject to the notification obligation:
AXA S.A. 25 Avenue Matignon, 75008 Paris and its group of companies.
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction and date on which the threshold is crossed or reached
if different):
18/12/2007
6. Date on which issuer notified:
19/12/2007
7. Threshold(s) that is/are crossed or reached:
5%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares Situation previous to
if possible using the the Triggering
ISIN CODE transaction
Number of shares Number of voting Rights
0718875 49,847,451 49,847,451
Resulting situation after the triggering transaction
Class/type of shares Number of shares Number of voting rights % of voting rights
if possible using
the ISIN CODE
Direct Direct Indirect Direct Indirect
0718875 10,852,445 10,852,445 39,061,636 1.09 3.92
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Date Exercise/Conversion Number of voting % of voting
financial Period/ Date rights that may be rights
instrument acquired if the
instrument is
exercised/
converted.
Total (A+B)
Number of voting rights % of voting rights
49,914,081 5.01%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Name of the Company / Fund Number of Shares % of issued
share capital
AXA Ireland Pension Fund 1,400 0.00014
Indirect
AXA Sun Life plc 423,984 0.04252
(fmly AXA Equity & Law Life Assurance Society plc)
Direct
AXA Rosenberg 346,947 0.03479
Direct
AXA General Insurance Ltd 134,000 0.01344
Direct
Sun Life Unit Assurance Ltd A/c X 1,500,000 0.15042
Direct
Sun Life Unit Assurance Ltd A/c X 1,381,000 0.13849
Direct
AXA UK Investment Co ICVC 16,351 0.00164
Global Distribution Fund
Indirect
AXA UK Investment Co ICVC 107,532 0.01078
Global Growth Fund
Indirect
AXA UK Investment Co ICVC 140,000 0.01404
Distribution Fund
Indirect
AXA UK Investment Co ICVC 5,000 0.00050
Extra Income Fund
Indirect
AXA UK Investment Co ICVC 200,000 0.02006
UK Equity Income Fund
Indirect
AXA UK Investment Co ICVC 55,000 0.00552
UK Growth Fund
Indirect
PPP Healthcare Group plc 30,888 0.00310
Direct
Sun Life Pensions Management Ltd 33,500 0.00336
Direct
Sun Life Pensions Management Ltd 135,000 0.01354
Direct
Sun Life Pensions Management Ltd A/c 1,350,000 0.13538
Direct
Sun Life Assurance Society plc 247,500 0.02482
Direct
AXA Rosenberg 265,891 0.02666
Direct
AXA Insurance UK 5,322 0.00053
Direct
AXA UK Group Pension Scheme 264,500 0.02652
Indirect
AXA General Unit Trust 165,000 0.01655
Indirect
AXA Financial, Inc 8,811,314 0.88359
Indirect
AXA Colonia Konzern 58,500 0.00587
Direct
AXA Colonia Konzern 7,560 0.00076
Indirect
Sun Life international (IOM) Ltd 350,000 0.03510
Direct
AXA France 309,346 0.03102
Indirect
AXA Australia 41,400 0.00415
Indirect
AXA Rosenberg 4,415,408 0.44277
Indirect
Sun Life International (IOM) Ltd 1,000 0.00010
Direct
AXA Financial, Inc * 24,068,582 2.41357
Indirect
Sun Life Pensions Management Ltd 68,477 0.00687
Direct
Sun Life Pensions Management Ltd 15,265 0.00153
Direct
Sun Life Unit Assurance Ltd 225,000 0.02256
LTAV UK Equity
Direct
Sun Life Unit Assurance Ltd 103,602 0.01039
ABL High Alpha
Direct
Sun Life Unit Assurance Ltd 168,776 0.01692
FTSE All Share Tracker
Direct
Sun Life Pensions Management 1,050,000 0.10529
LTAV UK Equity
Direct
Sun Life Pensions Management 521,114 0.05226
ABL High Alpha
Direct
Sun Life Pensions Management 859,513 0.08619
FTSE All Share Tracker
Direct
AXA Framlington 20,000 0.00201
Trustees for Roman Catholics
Indirect
AXA Framlington 11,000 0.00110
London Scottish Pension Fund
Indirect
AXA Framlington 75,000 0.00752
St James Place Exempt (Pens) Fund
Indirect
AXA Framlington 80,000 0.00802
St James Place Net (Life) Fund
Indirect
AXA Framlington 22,000 0.00221
St James Place Offshore Fund
Indirect
AXA Framlington 25,000 0.00251
Daimler Chrysler
Indirect
AXA Framlington 66,000 0.00662
Managed Balanced
Indirect
AXA Framlington 26,357 0.00264
UK Growth
Indirect
Framlington onshore private clients 123,511 0.01239
Indirect
Framlington onshore private clients 4,375 0.00044
Indirect
AXA Winterthur 563,081 0.05647
Direct
AXA Sun Life With Profits Passive 668,892 0.06708
Direct
AXA Sun Life With Profits Passive 345,193 0.03462
Direct
Total Direct 10,852,445 1.08827
Total Indirect 39,061,636 3.91706
TOTAL 49,914,081 5.00533
Proxy Voting
10. Name of proxy holder:
11. Number of Voting right Proxy Holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional Imformation:
14. Contact Name Terry Marsh
15. Contact telephone number 020 7003 2637
This information is provided by RNS
The company news service from the London Stock Exchange