Financial Services Authority
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Rio Tinto Plc |
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2. Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Legal & General Group Plc (Group) Legal & General Investment Management Limited (LGIM) |
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4. Full name of shareholder(s) |
Legal & General Assurance (Pensions Management) Limited (PMC) Legal & General Group Plc (L&G) |
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5. Date of the transaction and date on |
26 June 2009 |
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6. Date on which issuer notified: |
29 June 2009 |
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7. Threshold(s) that is/are crossed or |
Below 5% (Group) Below 5% (LGIM) |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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ORD GBP 0.10 |
50,458,975 |
50,458,975 |
Below 5% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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Below 5% (Please see Rio Tinto plc footnote below) |
9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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Notification using the total voting rights figure of 998,972,340 |
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14. Contact name: |
Matthew Whyte |
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15. Contact telephone number: |
020 7781 1629 |
Rio Tinto plc Footnote in relation to the Rio Tinto plc rights issue:
The percentage voting rights figure of below 5% disclosed at section 8 of this announcement was calculated using the total number of voting rights as at 15 June 2009, being the date of the most recent disclosure made by Rio Tinto plc (998,972,340 ordinary shares).
However, following completion of the Rio Tinto plc rights issue announced on 5 June 2009, the total number of voting rights in Rio Tinto plc is expected to be no less than 1,523,432,818. The total number of voting rights disclosed at section 8 above as a percentage of this increased number may change.