TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
||||
1. Identity of the issuer or the underlying issuer |
Rockhopper Exploration Plc |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
x |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
||||
An event changing the breakdown of voting rights |
|
||||
Other (please specify): |
|
|
|||
3. Full name of person(s) subject to the |
Carlson Capital UK LLP |
||||
4. Full name of shareholder(s) |
|
||||
5. Date of the transaction and date on |
8 June 2017 |
||||
6. Date on which issuer notified: |
15 June 2017 |
||||
7. Threshold(s) that is/are crossed or |
Drop below 5% |
||||
8. Notified details: |
|||||||||||||||
A: Voting rights attached to shares viii, ix |
|||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
|||||||||||
|
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||||||
Common Stock GB00B0FVQX23 |
23,420,467 |
23,420,467 |
22,630,467 |
22,630,467 |
|
4.9530% |
|
||||||||
|
|||||||||||||||
|
|||||||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|||||||||||
|
|
|
|
|
|||||||||||
|
|||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
||||||||||
|
|
|
|
|
Nominal |
Delta |
|||||||||
|
|
||||||||||||||
|
|||||||||||||||
Total (A+B+C) |
|||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||
22,630,467 |
4.9530% |
||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease to hold: |
|
|
12. Date on which proxy holder will cease to hold voting rights: |
|
|
|
||
|
Please note that this notification relates to a decrease in position below the 5% threshold to 22,630,467 ordinary shares on 8 June 2017 and is being made retrospectively as soon as possible after learning of the disclosable holding event. |
|
14. Contact name: |
Joe Brucchieri, Chief Legal Officer |
|
15. Contact telephone number: |
+44 207 591 3450 |
|