Director/PDMR Shareholding

RNS Number : 9701X

Rockwood Realisation PLC

10 January 2022

 

Rockwood Realisation plc

("Rockwood Realisation" or the "Company")

Director/PDMR Shareholdings

Rockwood Realisation (AIM: RKW), announces that it received notice on 10 January 2022 that Mr Christopher Mills, via Harwood Capital LLP, Chief Executive of the investment manager, purchased 26,750 ordinary shares in the capital of RKW at a price of 1442.16 pence per Ordinary Share, on 7 January 2022. 

Following the purchase, Mr Mills' resultant holding in RKW is 133,499 Ordinary Shares, reflecting 5.25% of the Company's issued share capital.

For further information, please contact:

Rockwood Realisation plc Interim Chairman	Simon Pyper	[e-mail]
finnCap Nominated Adviser Joint Broker	Carl Homes William Marle Mark Whitfeld	020 7220 0500
Panmure Gordon (UK) Limited Joint Broker	Tom Scrivens Michael Bateman	020 7886 2500
KL Communications	Charles Gorman Will Sanderson	020 3995 6673

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Harwood Capital LLP as investment manager for Harwood HoldCo Limited
2	Reason for the notification
a)	Position/status	Christopher Mills is Chief Executive of the investment manager, which is also the investment manager for Rockwood Realisation Plc
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Rockwood Realisation Plc
b)	LEI	213800K6BRTXR7RNG709
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.50 each
	Identification code	GB00BYRH4982
b)	Nature of the transaction	Share purchase
c)	Price(s) and volume(s)
			Price(s)	Volume(s)
			1442.16p	26,750
d)	Aggregated information
	- Aggregated volume	N/A single transaction
	- Price	£385,777.80
e)	Date of the transaction	7 January 2022
f)	Place of the transaction	London Stock Exchange

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BYRH4982

Issuer Name

Rockwood Realisation Plc

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Harwood Capital LLP

City of registered office (if applicable)

Country of registered office (if applicable)

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

07-Jan-2022

6. Date on which Issuer notified

10-Jan-2022

7. Total positions of person(s) subject to the notification obligation

.	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.250000	0.000000	5.250000	133499
Position of previous notification (if applicable)	4.030000	0.000000	4.030000	102499

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BYRH4982	133499		5.250000
Sub Total 8.A	133499		5.250000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Christopher Harwood Bernard Mills	Harwood Capital LLP	5.250000

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

10-Jan-2022

13. Place Of Completion

London Stock Exchange

 

END

 

 

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