Holding(s) in Company

RNS Number : 5644D

Schroder UK Mid & Small Cap Fd PLC

03 December 2009

 

For filings with the FSA include the annex

For filings with issuer exclude the annex

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Schroder UK Mid & Small Cap Fund Plc

2. Reason for the notification 

(please place an X inside the appropriate bracket/s):

An acquisition or disposal of voting rights: (X)

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )

An event changing the breakdown of voting rights: ( )

Other (please specify) : ( X  )

See Section 13

3. Full name of person(s) subject to notification obligation:

Barclays PLC

4. Full name of shareholder(s) (if different from 3) :

Barclays Bank Trust Company Ltd

Barclays Stockbrokers Ltd

Gerrard Investment Management Ltd

5. Date of transaction (and date on which the threshold is crossed or reached if different):

1 December 2009

6. Date on which issuer notified:

3 December 2009

7. Threshold(s) that is/are crossed or reached:

7% to 6%

8. Notified Details:

A: Voting rights attached to shares

Class/type of shares if possible use ISIN CODE	Situation previous to the triggering transaction
	Number of shares	Number of voting rights
GB0006108418	2,534,839	2,534,839

Resulting situation after the triggering transaction

Class/type of shares if possible use ISIN CODE	Number of shares	Number of voting rights		% of voting rights
		Direct	Indirect	Direct	Indirect
	2,281,420	0	2,281,420	0.00	6.31%

B: Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument	Expiration date	Exercise/conversion period/date	No. of voting rights that may be acquired (if the instrument exercised/ converted)	% of voting rights
N/A

Total (A+B)

Number of voting rights	% of voting rights
2,281,420	6.31

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :

Barclays Bank Trust Company Ltd

BarclBarclays Stockbrokers Ltd

Gerrard Investment Management Ltd

Proxy Voting:

10. Name of proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A

13. Additional information:

On 1 December 2009, Barclays Group sold the Barclays Global Investors business, including Barclays Global Investors Ltd, Barclays Global Investors (Deutschland) Ltd, Barlcays Global Investors N.A. and Barclays Global Fund Advisors to BlackRock Inc. Accordingly, holdings of Barclays Global Investors Ltd, Barclays Global Investors (Deutschland) Ltd, Barclays Global Investors N.A. and Barclays Global Fund Advisors are no longer attributable to the Barclays Group/Barclays plc and responsibility for making relevant shareholding disclosures relating to holdings of Barclays Global Investors Ltd, Barclays Global Investors (Deutschland) Ltd, Barclays Global Investors N.A. and Barclays Global Fund Advisors and other entities in the Barclays Global Investors business now lies with BlackRock.

14. Contact name:

Louise Richard    

15. Contact telephone number:

0207 658 6501

3 December 2009

 

END

 

 

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