Director/PDMR Shareholding

RNS Number : 6547C

Schroders PLC

17 November 2009

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer SCHRODERS PLC	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R,  (ii) a disclosure made in accordance  LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). LR 9.8.6R(1)
3.	Name of person discharging managerial responsibilities/director MICHAEL DOBSON	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial Interest.  THE NOTIFICATION IS IN RESPECT OF 3 ABOVE	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares NON-VOTING ORDINARY SHARES OF £1
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A	8.	State the nature of the transaction EXERCISE OF UNAPPROVED SHARE OPTIONS AND EXERCISE OF ECP AWARDS AND SUBSEQUENT PARTIAL SALE OF SHARES TO COVER COST OF EXERCISE AND TAX
9.	Number of shares, debentures or financial instruments relating to shares acquired 2001 OPTION - 495,748 NON-VOTING ORDINARY SHARES OF £1 2002 OPTION - 250,000 NON-VOTING ORDINARY SHARES OF £1 2003 OPTION - 150,000 NON-VOTING ORDINARY SHARES OF £1 2003 ECP - 381,442 NON-VOTING ORDINARY SHARES OF £1 2004 ECP - 524,843 NON-VOTING ORDINARY SHARES OF £1	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 2.948% OF ISSUED CLASS
11.	Number of shares, debentures or financial instruments relating to shares disposed 1,067,997 NON-VOTING ORDINARY SHARES OF £1	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 1.747% OF ISSUED CLASS
13.	Price per share or value of transaction 2001 OPTION - EXERCISED AT £7.055 2002 OPTION - EXERCISED AT £4.83 2003 OPTION - EXERCISED AT £3.98 2003 ECP - NIL COST OPTION 2004 ECP - NIL COST OPTION 1,061,902 SHARES SUBSEQUENTLY SOLD AT £9.55 ON 16 NOVEMBER AND 6,095 SHARES SUBSEQUENTLY SOLD AT £10.22402 ON 17 NOVEMBER	14.	Date and place of transaction 16 AND 17 NOVEMBER 2009 LONDON
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 745,141 - 1.219% - non-voting ordinary shares held 309,751 - 0.507% - Rights to non-voting ordinary shares	16.	Date issuer informed of transaction 16 AND 17 NOVEMBER 2009

If a person discharging managerial responsibilities has been granted options by the issuer

complete the following boxes

17.	Date of grant N/A	18.	Period during which or date on which exercisable N/A
19.	Total amount paid (if any) for grant of the option N/A	20.	Description of shares or debentures involved (class and number) N/A
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A	22.	Total number of shares or debentures over which options held following notification N/A
23.	Any additional information N/A	24.	Name of contact and telephone number for queries HANNAH ASHDOWN ASSISTANT COMPANY SECRETARY 020 7658 6208

 

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