Secure Trust Bank PLC
10 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Secure Trust Bank PLC |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No |
|
An event changing the breakdown of voting rights |
No |
|
Other (please specify): |
|
No |
3. Full name of person(s) subject to the notification obligation: |
Ameriprise Financial, Inc. and its group |
4. Full name of shareholder(s) (if different from 3.): |
HSBC Global Custody Nominee (UK) Limited Nortrust Nominees Ltd Vidacos Nominees Ltd State Street Nominees Limited Roy Nominees |
5. Date of the transaction and date on which the threshold is crossed or reached: |
07 November 2016 |
6. Date on which issuer notified: |
09 November 2016 |
7. Threshold(s) that is/are crossed or reached: |
Above the threshold of 13% |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
|||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||
GB00B6TKHP66 |
2,285,639 |
2,285,639 |
8,489 |
8,489 |
2,365,955 |
0.047% |
13.005% |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting
|
% of voting |
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
|
|
|
|
|
|
|
Nominal |
Delta
|
|
|
Total (A+B+C) |
|
Number of voting rights |
Percentage of voting rights |
2,374,444 |
13.052% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Threadneedle Asset Management Limited (13.052%)
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited, which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise Financial, Inc. |
Proxy Voting: |
|
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
The Shares referred to in section 9 of this form are held in portfolios and funds managed on a discretionary basis by the entities set out in section 9. Please note that the Shares are held through certain nominee companies. |
14. Contact name: |
Mark Powney, Threadneedle Asset Management Ltd. |
15. Contact telephone number: |
+44 (0) 1793 363 135 |
There are no shares held as treasury shares.
The total number of voting rights in Secure Trust Bank PLC at 7 November 2016 was 18,191,894.
The total number of voting rights in Secure Trust Bank PLC as at the date of this announcement is 18,475,229.
Secure Trust Bank PLC
A J Karter, Company Secretary
+44 207 012 2400
10 November 2016