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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Serco Group plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
X |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
JPMorgan Chase & Co. |
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4. Full name of shareholder(s) |
J.P. Morgan Securities Plc
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5. Date of the transaction and date on |
18 May 2016 |
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6. Date on which issuer notified: |
20 May 2016 |
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7. Threshold(s) that is/are crossed or |
6% Upwards |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB0007973794 |
53,531,378 |
53,531,378 |
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50,958,022 |
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4.64% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Cash-settled Equity Swap |
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18,032,520 |
Nominal |
Delta |
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1.64% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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68,990,542 |
6.28% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Total disclosable holding for JPMorgan Chase & Co.: 68,990,542 (6.28%) Direct: J.P. Morgan Securities Plc: 50,958,022 (4.64%) Shares; 18,032,520 (1.64%) Financial Instruments with similar economic effect to Qualifying Financial Instruments.
Chain of control: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Inc. (100%) Bank One International Holdings Corporation (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Chase (UK) Holdings Limited (99.99%) J.P. Morgan Chase International Holdings (100%) J.P. Morgan Securities plc (99.41%) |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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Table 8A) Includes stock borrows of 407,717 (0.04%) |
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14. Contact name: |
Sarah Woodall |
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15. Contact telephone number: |
01256 745325 |
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