TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Aurum Mining PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
Weiss Asset Management LP (1) |
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4. Full name of shareholder(s) (if different from 3.) |
Brookdale International Partners LP, Brookdale Global Opportunity Fund (2) |
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5. Date of the transaction and date on |
July 2, 2010 |
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6. Date on which issuer notified: |
July 5, 2010 |
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7. Threshold(s) that is/are crossed or reached: |
10% |
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(1) On March 25, 2009, Weiss Capital LLC filed a TR-1 for this issuer; on February 1, 2010, Weiss Capital LLC converted to a Delaware limited partnership named Weiss Asset Management LP. All future notifications will be filed by Weiss Asset Management LP
(2) Weiss Asset Management LP is the Investment Manager of Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B00T3528 |
4,517,951 |
4,517,951 |
5,117,951 |
5,117,951 |
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10.6% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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5,117,951 |
10.6% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Brookdale International Partners, L.P.: 3.6% Brookdale Global Opportunity Fund: 7.1% |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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13. Additional information: |
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14. Contact name: |
Daniel Bradford |
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15. Contact telephone number: |
+1-617-778-7741 |
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