TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Aurum Mining plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
√ |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:
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Weiss Asset Management LP |
4. Full name of shareholder(s) (if different from 3.):
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Brookdale International Partners LP, Brookdale Global Opportunity Fund |
5. Date of the transaction and date on which the threshold is crossed or reached:
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17 March 2010 |
6. Date on which issuer notified:
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18 March 2010 |
7. Threshold(s) that is/are crossed or reached:
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8% |
8. Notified details: |
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A: Voting rights attached to shares
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Class/type of if possible using the ISIN CODE |
Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B00T3528
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3,492,951 |
3,492,951 |
3,867,951 |
3,867,951 |
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8.03% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Expiration |
Exercise/ |
Number of voting
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% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
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Total (A+B+C)
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Number of voting rights |
Percentage of voting rights |
3,867,951 |
8.03% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Brookdale International Partners L.P.: 5.26% Brookdale Global Opportunity Fund: 2.77% |
Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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On March 25, 2009, Weiss Capital LLC filed a TR-1 for this issuer; on February 1, 2010, Weiss Capital LLC converted to a Delaware limited partnership names Weiss asset Management LP. All future notifications will be filed by Weiss Asset Management LP.
Weiss asset Management LP is the Investment Manager of Brookdale Global Opportunity Fund and Brookdale International Partners, L.P. |
14. Contact name:
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Georgiy Nikitin |
15. Contact telephone number:
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+1 607 778 7725 |