Holding(s) in Company

RNS Number : 9376J
Smiths Group PLC
18 June 2014
 



  

TR-1: Notifications of Major Interests in Shares

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Smiths Group PLC

 

2. Reason for notification (yes/no)

 

An acquisition or disposal of voting rights

Yes

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

 

An event changing the breakdown of voting rights

No

 

Other (please specify):___________________________

No

 

3. Full name of person(s) subject to notification obligation:

Ameriprise Financial, Inc. and its group

 

4. Full name of shareholder(s) (if different from 3):

See additional information under 13.

 

5. Date of transaction and date on which the threshold is crossed or reached:

12 June 2014

 

6. Date on which issuer notified:

13 June 2014

 

7. Threshold(s) that is/are crossed or reached:

Below the threshold of 5%


 

8: Notified Details

A: Voting rights attached to shares

 

Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights

 

Direct

 

Direct

 

Indirect

 

Direct

 

Indirect

GB00B1WY2338   19,975,733    19,975,733      194,601        194,601            18,750,056     0.049%        4.754%

US83238P2039     1,379              1,379                0                     0                         1,434               0.000%       0.000%

 

B: Qualifying Financial Instruments

 

Resulting situation after the triggering transaction

 

Type of financial instrument

Expiration date

Exercise/ conversion period

No. of voting rights that may be acquired if the instrument is exercised/converted.

Percentage of voting rights






 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Resulting situation after the triggering transaction

 

Type of financial instrument

Exercise Price

Expiration date

Exercise / conversion period

No. of voting rights instrument refers to

Percentage of voting rights






Nominal

Delta








 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

18,946,091

4.803%              



 

9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.

 

Proxy Voting:

 

10. Name of proxy holder:

 

N/A

11. Number of voting rights proxy holder will cease to hold:

 

N/A

12. Date on which proxy holder will cease to hold voting rights:

 

N/A

 

13. Additional information:

 

Registered Owner

 

Littledown Nominees Ltd                          

                   
A/c ZLA08

18,513

Littledown Nominees Ltd                          

                         A/c 41407

1,696,586

State Street Nominees Limited                    

                         A/c XC7N

548,410

HSBC Global Custody Nominee (UK) Limited         

                         A/c 683182

314,207

HSBC Global Custody Nominee (UK) Limited         

                         A/c 740190

148,301

HSBC Global Custody Nominee (UK) Limited         

                         A/c 739874

531,605

HSBC Global Custody Nominee (UK) Limited         

                         A/c 740311

69,181

The Bank Of New York ( Nominees ) Limited        

                         A/c PTG 15303 / 09997799

119,897

HSBC Global Custody Nominee (UK) Limited         

                         A/c 811056

50,413

Nortrust Nominees LTD                            

                         A/c BBH05

155,412

SJPUT STRAT MGD BNYM AS T'TEE                    

                         A/c 2GQ6

1,772,303

William & Glyns (Isle of Man) Nominees Ltd       

                         A/c 301780

41,300

Littledown Nominees Ltd                          

                         A/c ZLA01

185,000

Littledown Nominees Ltd                          

                         A/c ZLA03

3,400,965

Littledown Nominees Ltd                          

                         A/c 07198

168,770

Littledown Nominees Ltd                          

                         A/c 27642

25,831

Littledown Nominees Ltd                          

                         A/c 10478

6,616

Littledown Nominees Ltd                          

                         A/c ZLA09

9,755

Littledown Nominees Ltd                          

                         A/c 10479

7,852

Littledown Nominees Ltd                          

                         A/c ZLA12

186,659

Littledown Nominees Ltd                          

                 
A/c ZLA14

57,562

Littledown Nominees Ltd                          

                         A/c 07207

311,434

Mellon Nominees (UK) Ltd                         

                         A/c WWSF0004002

238,475

Littledown Nominees Ltd                          

                         A/c 18667

237,192

Littledown Nominees Ltd                          

                         A/c 10469

115,874

Littledown Nominees Ltd                          

                         A/c 10496

3,860,587

Littledown Nominees Ltd                          

                         A/c 10492

415,339

Littledown Nominees Ltd                          

                         A/c 10491

2,004,621

Littledown Nominees Ltd                          

                         A/c 10488

974,195

Littledown Nominees Ltd                          

                         A/c 10495

520,000

Littledown Nominees Ltd                          

                         A/c 30337

77,693

Littledown Nominees Ltd                          

                         A/c ZLA15

674,109

Ameriprise Financial Inc                         

                         A/c

1,434

14 Contact name:

 

Mark Powney, Threadneedle Group

15. Contact telephone name:

 

01793 363135

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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