Standard Form TR-1
Voting rights attached to shares- Article 12(1) of directive 2004/109/EC
Financial instruments - Article 11(3) of the Commission Directive 2007/14/EC
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached : Smurfit Kappa Group plc
2. Reason for the notification (please tick the appropriate box or boxes):
[ü] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
[ ] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification obligation:
Schroders plc
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction and date on which the threshold is crossed or reached:
27.08.2015
6. Date on which issuer notified;
28.08.2015
7. Threshold(s) that is/are crossed or reached:
Above 4%
8. Notified details: A) Voting rights attached to shares |
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Class/type of shares (if possible using the ISIN CODE) |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||
IE00B1RR8406 |
12,911,767 |
9,337,932 |
13,077,213 |
N/A
|
9,496,133 |
N/A
|
4.047% |
SUBTOTAL A (based on aggregate voting rights) |
|
|
|
9,496,133 |
4.047% |
B) Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration Date |
Exercise/Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL B (in relation to all expiration dates) |
|
|
Total (A+B) |
number of voting rights |
% of voting rights |
9,496,133
|
9,496,133 |
4.047%
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Schroder & Co. Limited 3,620 0.002%
Schroder Investment Management Limited 8,392,635 3.577%
Schroder Investment Management (Hong Kong) Limited 215,150 0.092%
Schroder Investment Management (North America) Limited 884,728 0.377%
10. In case of proxy voting: [name of the proxy holder] will cease to hold [number] voting rights as of [date].
11. Additional information:
Done at 31 Gresham Street, London EC2V 7QA on 28th August 2015.