Notification of Dealing Form

South32 Limited

29 August 2023

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 242,160
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  242160 Total Aggregated Price:  0.00
g)	Date of transaction	25 August 2023
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.44 56,908
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 3.44 Aggregated volume:  56908 Total Aggregated Price:  195,763.52
g)	Date of transaction	28 August 2023
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Off-market transfer of shares made as part settlement of a marital divorce
b)	Identification code	AU000000S320
c)	Nature of the transaction	Off-market transfer of shares made as part settlement of a marital divorce
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 121,080
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  121080 Total Aggregated Price:  0.00
g)	Date of the transaction	25 August 2023
h)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Jason Economidis
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 136,637
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  136637 Total Aggregated Price:  0.00
g)	Date of transaction	25 August 2023
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.444149 64,220
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 3.444149 Aggregated volume:  64220 Total Aggregated Price:  221,183.25
g)	Date of transaction	28 August 2023
h)	Place of transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Kumaran Perumal Pillay
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 86,262
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  86262 Total Aggregated Price:  0.00
g)	Date of transaction	25 August 2023
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.55 27,311 $3.41 11,508
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 3.508 Aggregated volume:  38819 Total Aggregated Price:  136,196.33
g)	Date of transaction	28 August 2023
h)	Place of transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Sandy Sibenaler
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 23,762
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  23762 Total Aggregated Price:  0.00
g)	Date of transaction	25 August 2023
h)	Place of transaction	XASX

 

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