TR-1 NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached |
Standard Chartered PLC |
2. Reason for the notification (please state yes/no)
An acquisition or disposal of voting rights |
Yes |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An event changing the breakdown of voting rights |
|
Other (please specify): Increase in shareholding pursuant to receipt of scrip dividend |
|
3. Full name of person(s) subject to the notification obligation |
BlackRock, Inc |
4. Full name of shareholder(s) (if different from 3). |
|
5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
1st December 2009 |
6. Date on which issuer notified: |
4th December 2009 |
7. Threshold(s) that is/are crossed or reached: |
Holding has gone above 5% |
8. Notified details: |
|
A: Voting rights attached to shares |
|||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||
|
N/A |
N/A |
N/A |
N/A |
124,942,939 |
N/A |
6.18% |
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
NIL |
NIL |
NIL |
NIL |
NIL |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights Nominal Delta |
|
CFD |
N/A |
N/A |
N/A |
1,107,607 |
0.05% |
|
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
126,050,546 |
6.23% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
BlackRock Investment Management (UK) Limited - 126,050,546 (6.23%) On 1 December 2009, the Barclays Global Investors (BGI) business was acquired by BlackRock, Inc. The combined holdings of BlackRock, Inc. following this acquisition triggered this disclosure requirement. |
Proxy Voting: |
|
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12 Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
|
14. Contact name: |
|
15. Contact telephone number: |
|
Annex Notification Of Major Interests In Shares |
A: Identity of the person or legal entity subject to the notification obligation |
|
Full name (including legal form for legal entities) |
Standard Chartered PLC |
Contact address (registered office for legal entities) |
|
Phone number |
020 7885 7456 |
Other useful information (at least legal representative for legal persons) |
|
B: Identity of the notifier, if applicable |
|
Full name |
Lee Davis |
Contact address |
Standard Chartered PLC 1 Basinghall Avenue, |
Phone number |
020 7885 7456 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Group Corporate Secretariat |
C: Additional information |
|