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Annex DTR3 |
Notification of Transactions of Directors/Persons Discharging Managerial |
Responsibility and Connected Persons |
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, |
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(ii) a disclosure made in accordance LR 9.8.6R(1) or |
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Symphony International Holdings Limited |
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(iii) a disclosure made in accordance with section 793 |
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of the Companies Act (2006).
(ii) Director |
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3. |
Name of person discharging managerial responsibilities/director
Anil Thadani |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person
No |
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5. |
Indicate whether the notification is in respect of a |
6. |
Description of shares (including class), debentures or |
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holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest1
Beneficial |
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derivatives or financial instruments relating to shares
Ordinary Shares |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Symphony Investment Managers Limited
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8 |
State the nature of the transaction
Addition of deemed interest
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9. |
Number of shares, debentures or financial instruments relating to shares acquired
297,046 option shares 360,000 shares 40,000 shares 80,000 shares
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10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.06% 0.07% 0.01% 0.02%
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A |
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13. |
Price per share or value of transaction
USD0.60 USD0.72 USD0.72 USD0.73
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14. |
Date and place of transaction
23 June 2016, London 24 June 2016, London 27 June 2016, London 27 June 2016, London
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
61,510,195 shares, 11.63% |
16. |
Date issuer informed of transaction
28 June 2016
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28 June 2016
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes |
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17 |
Date of grant
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18. |
Period during which or date on which exercisable
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19. |
Total amount paid
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(if any) |
for grant of the option
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20. |
Description of shares or debentures (class) involved and number)
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
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22. |
Total number of shares or debentures over which options held following notification
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23. |
Any additional information
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24. |
Name of contact and telephone number for queries
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Name of authorised official of issuer responsible for making notification |
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Date of notification 28/06/2016 _____________ |
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Notes: |
This form is intended for use by an issuer to make a RIS notification required by DR 3.3. |
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(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
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(2) An issuer making a notification in respect of a derivative relating the shares of the |
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issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
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(3) An issuer making a notification in respect of options granted to a director/person |
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discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
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(4) An issuer making a notification in respect of a financial instrument relating to the |
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shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
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