Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Synchronica Plc |
||
2. Reason for notification (yes/no) |
|||
An acquisition or disposal of voting rights |
YES |
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
NO |
||
An event changing the breakdown of voting rights |
NO |
||
Other (please specify):______________ |
N/A |
||
3. Full name of person(s) subject to notification obligation: |
River and Mercantile Asset Management LLP |
||
4. Full name of shareholder(s) (if different from 3): |
|
||
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
17th October 2011 |
||
6. Date on which issuer notified: |
17th October 2011 |
||
7. Threshold(s) that is/are crossed or reached: |
5% |
||
8: Notified Details |
|||||||
A: Voting rights attached to shares
|
|||||||
Class/type of shares If possible use ISIN code
GB00B5BPX877 |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares
6,553,173.00 |
Number of voting rights
6,553,173.00
|
Number of shares
5,953,173.00 |
Number of voting rights |
Percentage of voting rights |
|||
Direct 5,953,173.00 |
Indirect |
Direct 3.786% |
Indirect |
||||
|
|||||||
B: Financial Instruments
|
||||
Resulting situation after the triggering transaction
|
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
|
|
|
|
|
Total (A+B)
|
|
Number of voting rights |
Percentage of voting rights |
5,953,173.00 |
3.786% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
|
Proxy Voting:
|
|
10. Name of proxy holder:
|
River and Mercantile Asset Management LLP |
11. Number of voting rights proxy holder will cease to hold:
|
NA |
12. Date on which proxy holder will cease to hold voting rights:
|
NA |
13. Additional information:
|
|
14 Contact name:
|
Anna Young |
15. Contact telephone name:
|
+44 (0) 207 6016262 |
For notes on how to complete form TR-1 please see the FSA website.