Tharisa plc
(Incorporated in the Republic of Cyprus with limited liability)
(Registration number HE223412)
JSE share code: THA
LSE share code: THS
A2X share code: THA
ISIN: CY0103562118
LEI: 213800WW4YWMVVZIJM90
('Tharisa' or the 'Company')
Dealings in securities by directors and company secretary of Tharisa and directors of major subsidiaries
In compliance with paragraph 3.63 of the JSE Limited Listings Requirements, Tharisa hereby advises shareholders of the vesting and settlement of Conditional Awards on 30 June 2021, in accordance with the rules of the Tharisa Share Award Plan (TSAP). The vesting percentages, based on the conditions attached to the awards, were finalised on 9 July 2021.
In terms of the rules of the TSAP, tax obligations arising on the vesting date are for the account of the participant and provision is made for the sale of sufficient shares in the open market to fund the tax obligations, if required.
Vesting and settlement of Conditional Awards granted on 30 June 2018
1. Details of director/PDMR |
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a. Name: |
Loucas Pouroulis |
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2. Reason for notification |
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a. Position/status: |
Executive Chairman |
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b. Initial notification/amendment: |
Initial notification |
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3. Details of issuer |
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a. Company name: |
Tharisa plc |
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b. LEI: |
213800WW4YWMVVZIJM90 |
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4. Details of transaction |
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a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
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b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
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c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 88 046 |
d. Aggregated information: |
Total ZAR2 218 759.20 |
Volume: 88 046 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
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Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
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Clearance to deal: |
Yes |
1. Details of director/PDMR |
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|
a. Name: |
Phoevos Pouroulis |
|
2. Reason for notification |
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a. Position/status: |
Executive director - Chief Executive Officer |
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b. Initial notification/amendment: |
Initial notification |
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3. Details of issuer |
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a. Company name: |
Tharisa plc |
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b. LEI: |
213800WW4YWMVVZIJM90 |
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4. Details of transaction |
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a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
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b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
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c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 79 864 |
d. Aggregated information: |
Total ZAR2 012 572.80 |
Volume: 79 864 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
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|
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Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
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|
a. Name: |
Michael Gifford Jones |
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2. Reason for notification |
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|
a. Position/status: |
Executive director - Chief Finance Officer |
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b. Initial notification/amendment: |
Initial notification |
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3. Details of issuer |
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a. Company name: |
Tharisa plc |
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b. LEI: |
213800WW4YWMVVZIJM90 |
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4. Details of transaction |
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a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
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b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
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c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 64 492 |
d. Aggregated information: |
Total ZAR1 625 198.40 |
Volume: 64 492 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
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Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
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Clearance to deal: |
Yes |
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|
|
|
1. Details of director/PDMR |
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|
a. Name: |
Sanet Findlay |
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2. Reason for notification |
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a. Position/status: |
Group Company Secretary |
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b. Initial notification/amendment: |
Initial notification |
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3. Details of issuer |
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a. Company name: |
Tharisa plc |
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b. LEI: |
213800WW4YWMVVZIJM90 |
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4. Details of transaction |
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a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
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b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
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c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 18 776 |
d. Aggregated information: |
Total ZAR473 155.20 |
Volume: 18 776 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
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Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
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Clearance to deal: |
Yes |
1. Details of director/PDMR |
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a. Name: |
Michelle Louise Taylor |
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2. Reason for notification |
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a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
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b. Initial notification/amendment: |
Initial notification |
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3. Details of issuer |
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a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
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a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 63 734 |
d. Aggregated information: |
Total ZAR1 606 096.80 |
Volume: 63 734 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
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Clearance to deal: |
Yes |
1. Details of director/PDMR |
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a. Name: |
Alston Bratton Smith |
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2. Reason for notification |
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a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
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b. Initial notification/amendment: |
Initial notification |
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3. Details of issuer |
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a. Company name: |
Tharisa plc |
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b. LEI: |
213800WW4YWMVVZIJM90 |
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4. Details of transaction |
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a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
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b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
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c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 9 090 |
d. Aggregated information: |
Total ZAR229 068.00 |
Volume: 9 090 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
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Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
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Clearance to deal: |
Yes |
1. Details of director/PDMR |
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a. Name: |
Thabang Gabriel Maluke |
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2. Reason for notification |
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a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
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b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
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a. Company name: |
Tharisa plc |
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b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
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|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 25 532 |
d. Aggregated information: |
Total ZAR643 406.40 |
Volume: 25 532 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
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|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
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Clearance to deal: |
Yes |
1. Details of director/PDMR |
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|
a. Name: |
Marios Tavros |
|
2. Reason for notification |
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|
a. Position/status: |
Executive director - Arxo Resources Limited |
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b. Initial notification/amendment: |
Initial notification |
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3. Details of issuer |
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|
a. Company name: |
Tharisa plc |
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b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 10 296 |
d. Aggregated information: |
Total ZAR259 459.20 |
Volume: 10 296 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
Vesting and settlement of Conditional Awards granted on 30 June 2019
1. Details of director/PDMR |
|
|
a. Name: |
Loucas Pouroulis |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive Chairman |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 108 510 |
d. Aggregated information: |
Total ZAR2 734 452.00 |
Volume: 108 510 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes
|
|
1. Details of director/PDMR |
|
|
a. Name: |
Phoevos Pouroulis |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Chief Executive Officer |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 119 856 |
d. Aggregated information: |
Total ZAR3 020 371.20 |
Volume: 119 856 |
e. Transaction date: |
9 July 2021 |
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f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Michael Gifford Jones |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Chief Finance Officer |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 65 388 |
d. Aggregated information: |
Total ZAR1 647 777.60 |
Volume: 68 388 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Sanet Findlay |
|
2. Reason for notification |
|
|
a. Position/status: |
Group Company Secretary |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 17 104 |
d. Aggregated information: |
Total ZAR431 020.80 |
Volume: 17 104 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Michelle Louise Taylor |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 58 058 |
d. Aggregated information: |
Total ZAR1 463 061.60 |
Volume: 58 058 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Alston Bratton Smith |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 8 280 |
d. Aggregated information: |
Total ZAR208 656.00 |
Volume: 8 280 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Thabang Gabriel Maluke |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 23 258 |
d. Aggregated information: |
Total ZAR586 101.60 |
Volume: 23 258 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Marios Tavros |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Arxo Resources Limited |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 21 582 |
d. Aggregated information: |
Total ZAR543 866.40 |
Volume: 21 582 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
Vesting and settlement of Conditional Awards granted on 30 June 2020
1. Details of director/PDMR |
|
|
a. Name: |
Loucas Pouroulis |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive Chairman |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 192 808 |
d. Aggregated information: |
Total ZAR4 858 761.80 |
Volume: 192 808 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Phoevos Pouroulis |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Chief Executive Officer |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 211 888 |
d. Aggregated information: |
Total ZAR5 339 577.60 |
Volume: 211 888 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Michael Gifford Jones |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Chief Finance Officer |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 115 268 |
d. Aggregated information: |
Total ZAR2 904 753.60 |
Volume: 115 268 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Sanet Findlay |
|
2. Reason for notification |
|
|
a. Position/status: |
Group Company Secretary |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 28 152 |
d. Aggregated information: |
Total ZAR709 430.40 |
Volume: 28 152 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Michelle Louise Taylor |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 95 552 |
d. Aggregated information: |
Total ZAR2 407 910.40 |
Volume: 95 552 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes
|
|
1. Details of director/PDMR |
|
|
a. Name: |
Alston Bratton Smith |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 13 628 |
d. Aggregated information: |
Total ZAR343 425.60 |
Volume: 13 628 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Thabang Gabriel Maluke |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 38 278 |
d. Aggregated information: |
Total ZAR964 605.60 |
Volume: 38 278 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Marios Tavros |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Arxo Resources Limited |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction
|
Off-market vesting and settlement of Conditional Awards in shares |
|
c. Price and volume: |
Price: ZAR25.20* per share |
Volume: 44 500 |
d. Aggregated information: |
Total ZAR1 121 400.00 |
Volume: 44 500 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Nature of interest: |
Direct, beneficial |
|
Clearance to deal: |
Yes |
* Using the closing market price of ZAR25.20 on 30 June 2021
Vesting of Appreciation Rights granted on 30 June 2019
In terms of the rules of the TSAP, participants are entitled to receive the increase in share value above the award price, which may at the election of Tharisa be either cash or share settled. Appreciation Rights vest in two equal annual tranches with the ability to exercise at any time up to five years from the date of the award.
1. Details of director/PDMR |
|
|
a. Name: |
Loucas Pouroulis |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive Chairman |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 162 765 |
d. Aggregated information: |
Total ZAR nil |
Volume: 162 765 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Phoevos Pouroulis |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Chief Executive Officer |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 179 784 |
d. Aggregated information: |
Total ZAR nil |
Volume: 179 784 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Michael Gifford Jones |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Chief Finance Officer |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 98 082 |
d. Aggregated information: |
Total ZAR nil |
Volume: 98 082 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Sanet Findlay |
|
2. Reason for notification |
|
|
a. Position/status: |
Group Company Secretary |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 25 656 |
d. Aggregated information: |
Total ZAR nil |
Volume: 25 656 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Michelle Louise Taylor |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 87 087 |
d. Aggregated information: |
Total ZAR nil |
Volume: 87 087 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Alston Bratton Smith |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 12 420 |
d. Aggregated information: |
Total ZAR nil |
Volume: 12 420 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Thabang Gabriel Maluke |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Tharisa Minerals (Pty) Ltd |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 34 887 |
d. Aggregated information: |
Total ZAR nil |
Volume: 34 887 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
1. Details of director/PDMR |
|
|
a. Name: |
Marios Tavros |
|
2. Reason for notification |
|
|
a. Position/status: |
Executive director - Arxo Resources Limited |
|
b. Initial notification/amendment: |
Initial notification |
|
3. Details of issuer |
|
|
a. Company name: |
Tharisa plc |
|
b. LEI: |
213800WW4YWMVVZIJM90 |
|
4. Details of transaction |
|
|
a. Description of instrument: Identification code: |
Ordinary shares of US$0.001 CY0103562118 |
|
b. Nature of transaction |
Off-market vesting of Appreciation Rights |
|
c. Price and volume: |
Price: ZAR nil |
Volume: 32 373 |
d. Aggregated information: |
Total ZAR nil |
Volume: 32 373 |
e. Transaction date: |
9 July 2021 |
|
f. Place of transaction: |
Johannesburg Stock Exchange |
|
|
|
|
Information disclosed in accordance with the JSE Listings Requirements |
||
Date of award: |
30 June 2019 |
|
Market value at date of award: |
ZAR20.08 per share |
|
Nature of interest: |
Direct, beneficial |
|
Vesting date, subject to performance conditions determined on 9 July 2021: |
30 June 2020 |
|
Vesting transaction date: |
9 July 2021 |
|
Clearance to deal: |
Yes |
Paphos, Cyprus
12 July 2021
JSE Sponsor
Investec Bank Limited
Connect with us on LinkedIn and Twitter to get further news and updates about our business.
Investor relations contacts:
Ilja Graulich (Head of Investor Relations and Communications)
+27 11 996 3500
+27 83 604 0820
igraulich@tharisa.com
Financial PR contacts:
Bobby Morse / Augustine Chipungu / James Husband
+44 207 466 5000
tharisa@buchanan.uk.com
Broker contacts:
Peel Hunt LLP (UK Joint Broker)
Ross Allister / David McKeown / Alexander Allen
+44 207 7418 8900
BMO Capital Markets Limited (UK Joint Broker)
Thomas Rider / Pascal Lussier Duquette / Nick Macann
+44 207 236 1010
Berenberg (UK Joint Broker)
Matthew Armitt / Jennifer Wyllie / Varun Talwar / Detlir Elezi
+44 203 207 7800
Nedbank Limited (acting through its Corporate and Investment Banking division) (RSA Broker)
Carlyle Whittaker
+27 11 294 0061
About Tharisa
Tharisa is an integrated resource group incorporating mining, processing, exploration and the beneficiation, marketing, sales and logistics of PGMs and chrome concentrates. Its principal asset is the Tharisa Mine located in the South-Western Limb of the Bushveld complex, South Africa. The mechanised mine has a 14-year open pit life of mine (LOM) and the ability to extend operations underground by at least an additional 40 years. Tharisa also owns the Salene Chrome project, a development stage, low cost, open pit asset, located in the Great Dyke in Zimbabwe. Tharisa is listed on the Johannesburg Stock Exchange (JSE: THA) and the Main Market of the London Stock Exchange (LSE: THS).