TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Digital Barriers Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
GAM International Management Limited
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4. Full name of shareholder(s) |
Chase Nominees Limited |
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5. Date of the transaction and date on |
04 August 2015 |
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6. Date on which issuer notified: |
18 September 2015 |
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7. Threshold(s) that is/are crossed or |
5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B627R876
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4,230,000 |
4,230,000 |
3,570,000 |
3,570,000 |
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4.221% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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3,570,000 |
4.221% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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GAM International Management Ltd is a discretionary investment manager acting in its capacity as co-investment manager for GAM Star Technology Investments and GAM Star Alpha Technology Investments as delegated by GAM Fund Management Limited.
The aggregate holding in Digital Barriers Plc has decreased from 4,230,000 (5.001%) shares to 3,570,000 (4.221%) shares held on behalf of the following funds GAM Star Technology Investments (3,465,393 shares; 4.097%) and GAM Star Alpha Technology Investments (104,607 shares; 0.124%)
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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14. Contact name: |
Barbara Langford, Compliance Assistant |
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15. Contact telephone number: |
020 7917 2442 |
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