Holding(s) in Company
Toyota Motor Corporation
03 October 2003
(Translation)
Cabinet Office Ordinance Concerning Disclosure of Status of Bulk Holding of
Share Certificates, Etc.
Form No. 1
Cover page
Filing Document (2): Report on Amendment No.9
Based on: Article 27-25, Paragraph 1 of the Securities and Exchange
Law
Filed with: Director of Tokai Local Finance Bureau
Name (3): Fujio Cho, President, Toyota Motor Corporation
Address or Location of Head Office (3): 1 Toyota-cho, Toyota City, Aichi Prefecture
Effective Date of Reporting Duty (4): September 29, 2003
Filing Date: October 3 , 2003
Total Number of Submitter and Joint Holders 4
(persons):
Submitting Method (5): Jointly
I. Matters Regarding Issuing Company (6)
Name of Issuing Company Toyota Industries Corporation
Company Code 6201
Listed / Over-the-counter Listed
Listed Securities Exchange(s) Tokyo, Osaka, Nagoya
Location of Head Office 1, Toyoda-cho 2-chome, Kariya City, Aichi Prefecture
II. Matters Regarding Submitter
1. Submitter (Bulk Holder)/1 (7)
(1) Profile of Submitter (8)
(1) Submitter (Bulk Holder)
Individual / Judicial person Judicial person (Joint stock company)
Name Toyota Motor Corporation
Address or Location of Head Office 1 Toyota-cho, Toyota City, Aichi Prefecture
Former Name
Former Address or Location of Head
Office
(2) Individual
Date of Birth
Occupation
Name of Company
Address of Company
(3) Judicial Person
Date of Incorporation August 27, 1937
Name of Representative Fujio Cho
Title of Representative President
Business Purposes Manufacture, sale, leasing and repair of motor vehicles, ships,
aircraft, other transportation machinery and apparatus, space machinery
and apparatus, and parts thereof, etc.
(4) Place to Contact
Place to Contact and Name of Person in Yuji Maki, Project General Manager of Financial Reporting Department,
Charge Accounting Division
Telephone Number 0565-28-2121
(2) Holding Purposes (9)
For strategic investment (maintenance and development of the business relationship)
(3) Breakdown of Stock, Etc. Held by Submitter (10)
(1) Number of Stock, Etc. Held
Main Text of Article Article 27-23, Article 27-23,
27-23, Paragraph 3 Paragraph 3, Item 1 Paragraph 3, Item 2
Shares (shares) 76,600,604 - -
Warrants (shares) A -
Certificate of Stock Acquisition B -
Bonds with Stock Acquisition Rights C -
Covered Warrants relating to Subject D -
Depositary Receipts Representing
Ownership Interest in Shares -
Other Related Depositary Receipts E -
Bonds Redeemable by Subject Securities F -
Total (shares) M 76,600,604 N - O -
Number of Shares, Etc., which were P -
Transferred through a Margin
Transaction and which are to be
Deducted
Number of Shares, Etc. Held (Total) Q 76,600,604
(M+N+O-P)
Number of Potentially Diluted Shares R -
Held
(A+B+C+D+E+F+G+H+I+J+K+L)
(2) Percentage of Shares, Etc. Held
Total Number of Issued Shares (shares) S 325,840,640
(as of September 30, 2003)
Percentage of Shares, Etc. Held by the 23.51
Above-stated Submitter (%) (Q/(R+S)
x100)
Percentage of Shares, Etc. Held Stated 25.47
in the Preceding Report (%)
(4) Conditions concerning Acquisition or Disposal during the Last Sixty (60)
Days of Shares, Etc. Issued by Issuing Company (11)
Date Kind of Stock, Etc. Number Acquisition / Disposal Unit Price
September 25,2003 Shares of common stock 4,284,490 Acquisition JPY 1983.9
(5) Material Agreements Including Security Agreements Related to Shares, Etc.
(12)
Not applicable.
(6) Funds for Acquisition of Shares Held
(1) Breakdown of Funds for Acquisition
Amount of Own Funds (Y) (JPY1,000) 53,044,576
Total Amount of Borrowed Funds (U) (JPY1,000) -
Total Amount of Other Funds (V) (JPY1,000) -
Breakdown of Above (V) -
Total Amount of Funds for Acquisition (JPY1,000) 53,044,576
(T+U+V)
(2) Breakdown of Borrowings
Number Name Type of Name of Purpose of Amount
(Name of Branch) Business Representative Location Borrowing (JPY1,000)
1 Not applicable.
2
3
4
5
6
7
8
9
10
II. Matters Regarding Submitter
2. Submitter (Bulk Holder)/2 (7)
(1) Profile of Submitter (8)
(1) Submitter (Bulk Holder)
Individual / Judicial person Judicial person (Joint stock company)
Name Kanto Auto Works Ltd.
Address or Location of Head Office Tauraminato-cho, Yokosuka City, Kanagawa Prefecture
Former Name
Former Address or Location of Head
Office
(2) Individual
Date of Birth
Occupation
Name of Company
Address of Company
(3) Judicial Person
Date of Incorporation July 22, 1942
Name of Representative Susumu Uchikawa
Title of Representative President
Business Purposes Manufacture, sale and repair of motor vehicles and other transportation
machinery apparatus, and parts thereof, etc.
(4) Place to Contact
Place to Contact and Name of Person in Yousuke Uematsu, General Manager of Finance and Cost Management Division
Charge
Telephone Number 046-862-2681
(2) Holding Purposes (9)
For strategic investment (maintenance and development of the business relationship)
(3) Breakdown of Stock, Etc. Held by Submitter (10)
(1) Number of Stock, Etc. Held
Main Text of Article Article 27-23, Article 27-23,
27-23, Paragraph 3 Paragraph 3, Item 1 Paragraph 3, Item 2
Shares (shares) 143,001 - -
Warrants (shares) A -
Certificate of Stock Acquisition B -
Bonds with Stock Acquisition Rights C -
Covered Warrants relating to Subject D -
Depositary Receipts Representing -
Ownership Interest in Shares
Other Related Depositary Receipts E -
Bonds Redeemable by Subject Securities F -
Total (shares) M 143,001 N - O -
Number of Shares, Etc., which were P -
Transferred through a Margin
Transaction and which are to be
Deducted
Number of Shares, Etc. Held (Total) Q 143,001
(M+N+O-P)
Number of Potentially Diluted Shares R -
Held
(A+B+C+D+E+F+G+H+I+J+K+L)
(2) Percentage of Shares, Etc. Held
Total Number of Issued Shares (shares) S 325,840,640
(as of September 30, 2003)
Percentage of Shares, Etc. Held by the 0.04
Above-stated Submitter (%) (Q/(R+S)
x100)
Percentage of Shares, Etc. Held Stated 0.05
in the Preceding Report (%)
(4) Conditions concerning Acquisition or Disposal during the Last Sixty (60)
Days of Shares, Etc. Issued by Issuing Company (11)
Date Kind of Stock, Etc. Number Acquisition / Disposal Unit Price
Not Applicable
(5) Material Agreements Including Security Agreements Related to Shares, Etc.
(12)
Not applicable.
(6) Funds for Acquisition of Shares Held
(1) Breakdown of Funds for Acquisition
Amount of Own Funds (Y) (JPY1,000) -
Total Amount of Borrowed Funds (U) (JPY1,000) -
Total Amount of Other Funds (V) (JPY1,000) -
Breakdown of Above (V) -
Total Amount of Funds for Acquisition (JPY1,000) -
(T+U+V)
(2) Breakdown of Borrowings
Number Name Type of Name of Purpose of Amount
(Name of Branch) Business Representative Location Borrowing (JPY1,000)
1 Not applicable.
2
3
4
5
6
7
8
9
10
II. Matters Regarding Submitter
3. Submitter (Bulk Holder)/3 (7)
(1) Profile of Submitter (8)
(1) Submitter (Bulk Holder)
Individual / Judicial person Judicial person (Joint stock company)
Name Toyota Auto Body Co., Ltd.
Address or Location of Head Office 100, Kaneyama, Ichiriyama-cho, Kariya City, Aichi Prefecture
Former Name
Former Address or Location of Head
Office
(2) Individual
Date of Birth
Occupation
Name of Company
Address of Company
(3) Judicial Person
Date of Incorporation August 31, 1945
Name of Representative Risuke Kubochi
Title of Representative President
Business Purposes Manufacture and sale of auto bodies.
(4) Place to Contact
Place to Contact and Name of Person in Shinobu Ichikawa, Director and General Manager of Business Administration
Charge Division
Telephone Number 0566-36-2121
(2) Holding Purposes (9)
For strategic investment (maintenance and development of the business relationship)
(3) Breakdown of Stock, Etc. Held by Submitter (10)
(1) Number of Stock, Etc. Held
Main Text of Article Article 27-23, Article 27-23,
27-23, Paragraph 3 Paragraph 3, Item 1 Paragraph 3, Item 2
Shares (shares) 574,649 -
Warrants (shares) A - G
Certificate of Stock Acquisition B - H
Rights (shares)
Bonds with Stock Acquisition Rights C - I
(shares)
Covered Warrants relating to Subject D J
Securities
Depositary Receipts Representing
Ownership Interest in Shares -
Other Related Depositary Receipts E -
Bonds Redeemable by Subject Securities F -
Total (shares) M 574,649 N - O
Number of Shares, Etc., which were P -
Transferred through a Margin
Transaction and which are to be
Deducted
Number of Shares, Etc. Held (Total) Q 574,649
(M+N+O-P)
Number of Potentially Diluted Shares R -
Held
(A+B+C+D+E+F+G+H+I+J+K+L)
(2) Percentage of Shares, Etc. Held
Total Number of Issued Shares (shares) S 325,840,640
(as of September 30, 2003)
Percentage of Shares, Etc. Held by the 0.18
Above-stated Submitter (%) (Q/(R+S)
x100)
Percentage of Shares, Etc. Held Stated 0.18
in the Preceding Report (%)
(4) Conditions concerning Acquisition or Disposal during the Last Sixty (60)
Days of Shares, Etc. Issued by Issuing Company (11)
Date Kind of Stock, Etc. Number Acquisition / Disposal Unit Price
Not Applicable
(5) Material Agreements Including Security Agreements Related to Shares, Etc.
(12)
Not applicable.
(6) Funds for Acquisition of Shares Held
(1) Breakdown of Funds for Acquisition
Amount of Own Funds (Y) (JPY1,000) -
Total Amount of Borrowed Funds (U) (JPY1,000) -
Total Amount of Other Funds (V) (JPY1,000) -
Breakdown of Above (V) -
Total Amount of Funds for Acquisition (JPY1,000) -
(T+U+V)
(2) Breakdown of Borrowings
Number Name Type of Name of Purpose of Amount
(Name of Branch) Business Representative Location Borrowing (JPY1,000)
1 Not applicable.
2
3
4
5
6
7
8
9
10
II. Matters Regarding Submitter
4. Submitter (Bulk Holder)/4 (7)
(1) Profile of Submitter (8)
(1) Submitter (Bulk Holder)
Individual / Judicial person Judicial person (Joint stock company)
Name Towa Real Estate Co., Ltd.
Address or Location of Head Office 11-27, Meieki 4-chome, Nakamura-ku, Nagoya City, Aichi Prefecture
Former Name
Former Address or Location of Head
Office
(2) Individual
Date of Birth
Occupation
Name of Company
Address of Company
(3) Judicial Person
Date of Incorporation August 17, 1953
Name of Representative Takehiko Kato
Title of Representative President
Business Purposes Real estate development, management and rental.
(4) Place to Contact
Place to Contact and Name of Person in Masashi Suzuki, Project General Manager, Accounting Division
Charge
Telephone Number 052-584-7161
(2) Holding Purposes (9)
For strategic investment (maintenance and development of the business relationship)
(3) Breakdown of Stock, Etc. Held by Submitter (10)
(1) Number of Stock, Etc. Held
Main Text of Article Article 27-23, Article 27-23,
27-23, Paragraph 3 Paragraph 3, Item 1 Paragraph 3, Item 2
Shares (shares) 7,697,374 - -
Warrants (shares) A - G
Certificate of Stock Acquisition B - H
Rights (shares)
Bonds with Stock Acquisition Rights C - I
(shares)
Covered Warrants relating to Subject D J
Securities
Depositary Receipts Representing
Ownership Interest in Shares
Other Related Depositary Receipts E K
Bonds Redeemable by Subject Securities F L
Total (shares) M 7,697,374 N - O -
Number of Shares, Etc., which were P -
Transferred through a Margin
Transaction and which are to be
Deducted
Number of Shares, Etc. Held (Total) Q 7,697,374
(M+N+O-P)
Number of Potentially Diluted Shares R -
Held
(A+B+C+D+E+F+G+H+I+J+K+L)
(2) Percentage of Shares, Etc. Held
Total Number of Issued Shares (shares) S 325,840,640
(as of September 30, 2003)
Percentage of Shares, Etc. Held by the 2.36
Above-stated Submitter (%) (Q/(R+S)
x100)
Percentage of Shares, Etc. Held Stated 2.49
in the Preceding Report (%)
(4) Conditions concerning Acquisition or Disposal during the Last Sixty (60)
Days of Shares, Etc. Issued by Issuing Company (11)
Date Kind of Stock, Etc. Number Acquisition / Disposal Unit Price
Not Applicable
(5) Material Agreements Including Security Agreements Related to Shares, Etc.
(12)
Not applicable.
(6) Funds for Acquisition of Shares Held
(1) Breakdown of Funds for Acquisition
Amount of Own Funds (Y) (JPY1,000) -
Total Amount of Borrowed Funds (U) (JPY1,000) -
Total Amount of Other Funds (V) (JPY1,000) -
Breakdown of Above (V) -
Total Amount of Funds for Acquisition (JPY1,000) -
(T+U+V)
(2) Breakdown of Borrowings
Number Name Type of Name of Purpose of Amount
(Name of Branch) Business Representative Location Borrowing (JPY1,000)
1 Not applicable.
2
3
4
5
6
7
8
9
10
IV. Summary List Regarding Submitter and Joint Holders
1. Submitter and Joint Holders (18)
Toyota Motor Corporation
Kanto Auto Works Ltd.
Toyota Auto Body Co., Ltd.
Towa Real Estate Co., Ltd.
2. Breakdown of Stock, Etc. Held by Submitter and Joint Holders (19)
(1) Number of Stock, Etc. Held
Main Text of Article Article 27-23, Article 27-23,
27-23, Paragraph 3 Paragraph 3, Item 1 Paragraph 3, Item 2
Shares (shares) 85,015,628 -
Warrants (shares) A - G
Certificate of Stock Acquisition Rights B - H
(shares)
Bonds with Stock Acquisition Rights C - I
(shares)
Covered Warrants relating to Subject D J
Securities
Depositary Receipts Representing
Ownership Interest in Shares
Other Related Depositary Receipts E K
Bonds Redeemable by Subject Securities F L
Total (shares) M 85,015,628 N O
Number of Shares, Etc., which were P -
Transferred through a Margin Transaction
and which are to be Deducted
Number of Shares, Etc. Held (Total) Q 85,015,628
(M+N+O-P)
Number of Potentially Diluted Shares Held R -
(A+B+C+D+E+F+G+H+I+J+K+L)
(2) Percentage of Shares, Etc. Held
Total Number of Issued Shares (shares) S 325,840,640
(as of September 30, 2003)
Percentage of Shares, Etc. Held by the 26.09
Above-stated Submitter (%)
(Q/(R+S)x100)
Percentage of Shares, Etc. Held Stated 28.09
in the Preceding Report (%)
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