Holding(s) in Company

Tribal Group PLC
23 November 2023
 

 

 

 

Text Box: Please note that from 22 March 2021, the Standard TR-1 Form should be completed and submitted to the FCA via our Electronic Submission System (ESS) in relation to notifications of voting rights held in issuers whose shares are admitted to trading on UK regulated markets. Holders of voting rights in issuers whose shares are admitted to trading on UK prescribed markets such as AIM market, can continue to use this form to send their notifications to those issuers. Alternatively, if they wish they can register on ESS to be able to notify to us, produce a TR-1 Form via ESS and submit the down- loaded version to issuers with shares admitted to trading on prescribed markets. More information on how to submit a TR-1 Form via ESS is available here

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

 

Tribal Group plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify) iii:


3. Details of person subject to the notification obligation iv

Jenzabar, Inc.

City and country of registered office (if applicable)

Wilmington, United States

4. Full name of shareholder(s) (if different from 3.) v

Name

11,663,313 shares held by P.H. Nominees Limited as Custodian

City and country of registered office (if applicable)

London, UK

Name

44,476,029 shares held by Pershing Securities Interna- tional Limited as Custodian

City and country of registered office (if applicable)

Dublin, Ireland

5. Date on which the threshold was crossed or reached vi:

 

20 November 2023


 

 

 

6. Date on which issuer notified (DD/MM/YYYY):

22 November 2023

7. Total positions of person(s) subject to the notification obligation


% of voting rights at- tached to shares (to- tal of 8. A)

% of voting rights through financial instru- ments

(total of 8.B 1 + 8.B 2)

 

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A +

8.B) vii

Resulting situation on the date on which threshold was crossed or reached

 

26.45%

 

N/A

 

26.45%

 

56,139,342

Position of previous notification (if applicable)

 

20.96%

 

N/A

 

20.96%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB0030181522

11,663,313

44,476,029

5.50%

20.96%











SUBTOTAL 8. A

56,139,342

26.45%


B 1: Financial Instruments according to DTR5.3.1R (1) (a)

 

Type of financial in- strument

 

Expiration date x

 

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if

the instrument is exercised/converted.

 

% of voting rights

















SUBTOTAL 8. B 1




B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)


 

 

 

Type of financial instrument

Expiration date x

Exercise/ Conversion Pe- riod xi

Physical or cash Settlement xii

Number of voting rights

 

% of voting rights




















SUBTOTAL

8.B.2



 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

 

X

 

 

Name xv

 

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instru- ments if it equals or is higher than the notifiable threshold

 

Total of both if it equals or is higher than the noti- fiable threshold

Jenzabar, Inc.

5.50%



Jenzabar Limited

20.96%
















10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional information xvi


 

 

 

 

Place of completion

Wilmington, United States

Date of completion

22 November 2023

 

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Tribal Group (TRB)
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