Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
David Blanchard |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief Category R&D Officer (Member of the Unilever Leadership Executive) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
• 78.6512 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 200.4168 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 194.1658 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares) • 554.4616 shares (reinvestment of dividend on (freely transferable) shares)
|
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
1,027.6954
£32,063.71
|
||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Marc Engel |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief Supply Chain Officer (Member of the Unilever Leadership Executive) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
• 78.6512 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 16.6537 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 15.4144 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares) • 204.9120 shares (reinvestment of dividend on (freely transferable) shares)
|
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
315.6313
£9,436.58
|
||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Alan Jope |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
President, Beauty & Personal Care (a member of the Unilever Leadership Executive) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
CUSIP904767704
|
||||||
b)
|
Nature of the transaction
|
• 97.0483 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 27.4104 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 44.9962 shares (reinvestment of dividend on (freely transferable) shares)
|
||||||
c) |
Currency |
USD - United States Dollars
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
169.4549
$ 2,489.64
|
||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||
g)
|
Place of the transaction
|
New York Stock Exchange - XNYS |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Kees Kruythoff |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, Home Care (a member of the Unilever Leadership Executive) |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Unilever PLC |
||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||
b)
|
Nature of the transaction
|
• 90.4504 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
|
||||
c) |
Currency |
GBP - British Pound
|
||||
d)
|
Price(s) and volume(s)
|
|
||||
e)
|
Aggregated information
- Volume
- Total
|
90.4504
£ 0.00
|
||||
f)
|
Date of the transaction
|
2018-09-05 |
||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Leena Nair |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief HR Officer (Member of the Unilever Leadership Executive) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
• 84.3157 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 104.5216 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 101.8387 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares) • 2.7327 shares (reinvestment of dividend on (freely transferable) shares)
|
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
293.4087
£4,478.79
|
||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Nitin Paranjpe |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
President, Foods and Refreshment (a member of the Unilever Leadership Executive) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
• 110.4380 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 66.6201 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 66.0212 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares) • 196.4966 shares (reinvestment of dividend on (freely transferable) shares)
|
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
439.5759
£11,243.64
|
||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||
a)
|
Name
|
Graeme Pitkethly |
||||||||
2
|
Reason for the notification
|
|||||||||
a)
|
Position/status
|
Chief Financial Officer (Director) |
||||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||
a)
|
Name
|
Unilever PLC |
||||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||||
b)
|
Nature of the transaction
|
• 364.1118 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 188.0037 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 149.2295 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) investment shares were reinvested as additional MCIP investment shares) • 92.4527 shares (reinvestment of dividend on (freely transferable) shares) • 3 share purchased under the Unilever PLC Share Incentive Plan. |
||||||||
c) |
Currency |
GBP - British Pound
|
||||||||
d)
|
Price(s) and volume(s)
|
|
||||||||
e)
|
Aggregated information
- Volume
- Total
|
796.7978
£10,480.25
|
||||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||
a)
|
Name
|
Paul Polman |
||||||||
2
|
Reason for the notification
|
|||||||||
a)
|
Position/status
|
Chief Executive Officer (Director) |
||||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||
a)
|
Name
|
Unilever PLC |
||||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||||
b)
|
Nature of the transaction
|
• 773.8244 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 0.0830 shares (reinvestment of dividend on (freely transferable) shares) • 2,529 shares (reinvestment of dividend on (freely transferable) shares) |
||||||||
c) |
Currency |
GBP - British Pound
|
||||||||
d)
|
Price(s) and volume(s)
|
|
||||||||
e)
|
Aggregated information
- Volume
- Total
|
3,302.9074
£108,574.28 |
||||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Ritva Sotamaa |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief Legal Officer and Group Secretary (Member of the Unilever Leadership Executive) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
• 84.3157 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 109.7254 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 106.1373 (operated under the Unilever Share Plan 2017) shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 328.2972 shares (reinvestment of dividend on (freely transferable) shares)
|
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
628.4756
£ 18,606.83
|
||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Judith Amanda Sourry Knox |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, North America and Global Head of Customer Development (a member of the Unilever Leadership Executive)
|
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Unilever PLC |
||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
CUSIP904767704
|
||||
b)
|
Nature of the transaction
|
• 84.8732 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
|
||||
c) |
Currency |
USD - United States Dollars
|
||||
d)
|
Price(s) and volume(s)
|
|
||||
e)
|
Aggregated information
- Volume
- Total
|
84.8732
$ 0.00
|
||||
f)
|
Date of the transaction
|
2018-09-05 |
||||
g)
|
Place of the transaction
|
New York Stock Exchange - XNYS |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Keith Weed |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief Marketing & Communications Officer (Member of the Unilever Leadership Executive) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
• 78.6512 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 242.5067 shares (Dividend equivalents earned on MCIP (operated under the Unilever Share Plan 2017) ('MCIP') conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 86.287182 shares (Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA))
|
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
407.445082
£3,695.68
|
||||||
f)
|
Date of the transaction
|
2018-09-05 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |