Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Fabian Garcia |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
President, North America (a member of the Unilever Leadership Executive ("ULE")) |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Unilever PLC |
||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
CUSIP904767704 |
||||
b)
|
Nature of the transaction
|
Transition award of conditional Unilever PLC ADRs with a potential maximum vesting level of 200%; the transition award will vest in 4 equal tranches. |
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c) |
Currency |
USD - United States Dollar
|
||||
d)
|
Price(s) and volume(s)
|
|
||||
e)
|
Aggregated information
- Volume
- Total
|
43,539
$0.00
|
||||
f)
|
Date of the transaction
|
2020-04-24 |
||||
g)
|
Place of the transaction
|
New York Stock Exchange - XNYS |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Sunny Jain |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
President, Beauty & Personal Care (a member of the Unilever Leadership Executive ("ULE")) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
CUSIP904767704 |
||||||
b)
|
Nature of the transaction
|
1. 8,528 shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; 2. 17,056 shares is the total maximum grant of 200% (initial grant 8,528) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix). |
||||||
c) |
Currency |
USD - United States Dollar
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
17,056
$439,874.24
|
||||||
f)
|
Date of the transaction
|
2020-04-24 |
||||||
g)
|
Place of the transaction
|
New York Stock Exchange - XNYS |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Sanjiv Mehta |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
President, South Asia (a member of the Unilever Leadership Executive ("ULE")) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
1. 4,604 shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; 2. 9,208 shares is the total maximum grant of 200% (initial grant 4,604) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix) |
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
9,208
£188,395.68
|
||||||
f)
|
Date of the transaction
|
2020-04-24 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Leena Nair |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief HR Officer (a member of the Unilever Leadership Executive ("ULE")) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
1. 4,310 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member acquired PLC shares in a 50/50 mix; 2. 8,620 shares is the total maximum grant of 200% (initial grant 4,310) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix) |
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
8,620
£176,365.20
|
||||||
f)
|
Date of the transaction
|
2020-04-24 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Graeme Pitkethly |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Director (CFO, a member of the Unilever Leadership Executive ("ULE")) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
1. 15,863 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member chose to receive PLC shares only; 2. 31,726 shares is the total maximum grant of 200% (initial grant 15,863) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix). |
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
31,726
£649,113.96
|
||||||
f)
|
Date of the transaction
|
2020-04-24 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Richard Slater |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief R&D Officer (a member of the Unilever Leadership Executive ("ULE")) |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Unilever PLC |
||||||
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
||||||
b)
|
Nature of the transaction
|
1. 8,051 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member chose to receive PLC shares only. 2. 16,102 shares is the total maximum grant of 200% (initial grant 8,051) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix)
|
||||||
c) |
Currency |
GBP - British Pound
|
||||||
d)
|
Price(s) and volume(s)
|
|
||||||
e)
|
Aggregated information
- Volume
- Total
|
16,102
£329,446.92
|
||||||
f)
|
Date of the transaction
|
2020-04-24 |
||||||
g)
|
Place of the transaction
|
London Stock Exchange - XLON |