TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Provident Financial plc |
2. Reason for notification (yes/no) |
|
An acquisition or disposal of voting rights |
Yes |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An event changing the breakdown of voting rights |
|
Other (please specify):______________ |
|
3. Full name of person(s) subject to notification obligation: |
Invesco Limited |
4. Full name of shareholder(s) (if different from 3): |
|
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
8 April 2009 |
6. Date on which issuer notified: |
9 April 2009 |
7. Threshold(s) that is/are crossed or reached: |
5%, 6%, 7%, 8%, 9%, 10% |
8: Notified Details |
|||||||
A: Voting rights attached to shares |
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
Ordinary shares of 20 8/11p ISIN: GB00B1Z4ST84 |
6,622,709 |
6,622,709 |
13,348,549 |
|
13,348,549 |
|
10.12% |
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
|
|
|
|
|
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
13,348,549 |
10.12% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
|
ABN Amro Bank |
180,255 |
Bank of Ireland (Dublin) |
395,026 |
Bank of New York |
7,456,280 |
Banque Paribas |
73,400 |
Banque Paribas (Frankfurt) |
74,990 |
Bank of New York (Brussels) |
33,999 |
Credit Agricole |
100,717 |
Chase Bank |
134,705 |
JP Morgan Chase |
1,152,179 |
Chase (Frankfurt) |
40,665 |
Citibank New York |
6,588 |
Citibank |
1,117,565 |
Credit Agricole Indosuez |
87,156 |
Deutsche Bank |
5,236 |
Erste Bank (Vienna) |
13,123 |
KAS Bank, Amsterdam |
19,393 |
Morgan Stanley (London) |
17,656 |
State Street Trust & Banking Co (London) |
1,869,031 |
Trust & Custody Services JP |
4,377 |
Northern Trust Company (London) |
468,891 |
UBS (Zurich) |
90,336 |
Vorarlberger Landes-und Hypothekenbk Akti |
1,986 |
WGZ Bank |
1,457 |
PowerShares |
3,538 |
Proxy Voting: |
|
10. Name of proxy holder: |
n/a |
11. Number of voting rights proxy holder will cease to hold: |
n/a |
12. Date on which proxy holder will cease to hold voting rights: |
n/a |
13. Additional information: |
|
14 Contact name: |
R V Carter Company Secretarial Assistant |
15. Contact telephone number: |
01274 731111 ext 2310 |