TR-1: Notification of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Velti plc |
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2. Reason for the notification (yes/no) |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No |
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An event changing the breakdown of voting rights |
No |
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Other (please specify): ______________ |
No |
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3. Full name of person(s) subject to notification obligation: |
Wellington Management Company, LLP |
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4. Full name of shareholder(s) (if different from 3): |
Bank of New York Nominees Limited HSBC Global Custody Nominee (UK) Limited JP Morgan Chase Nominees Limited Mellon Nominees (UK) Ltd. Nortrust Nominees Limited State Street Nominees Limited
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
11 March 2011 |
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6. Date on which issuer notified: |
12 March 2011 |
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7. Threshold(s) that is/are crossed or reached: |
5% |
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8. Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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JE00B41PDC455 Ordinary Shares |
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2,576,349 |
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2,576,349 |
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5.07% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period |
No. of voting rights that may be acquired (if the instrument is exercised/converted) |
Percentage of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise Price |
Expiration date |
Exercise/ conversion period |
No. of voting rights instrument refers to |
Percentage of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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2,576,349 |
5.07% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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Bank of New York Nominees Limited - 25,347 shares HSBC Global Custody Nominee (UK) Limited - 28,693 shares JP Morgan Chase Nominees Limited - 19,578 shares Mellon Nominees (UK) Ltd. - 584,069 shares Nortrust Nominees Limited - 194,787 State Street Nominees Limited - 1,723,875 shares
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
Robert J. Toner |
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15. Contact telephone number: |
(617) 790-7084 |
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A: Identity of the person or legal entity subject to the notification obligation |
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Full name (including legal form for legal entities) |
Wellington Management Company, LLP |
Contact address (including legal form for legal entities) |
280 Congress Street, Boston, MA 02210 USA |
Phone number & email |
(617) 790-7084 rtoner@wellington.com |
Other useful information (at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable |
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Full name |
Robert J. Toner |
Contact address |
280 Congress Street, Boston, MA 02210 USA |
Phone number & email |
(617) 790-7084 rtoner@wellington.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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